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CFTC Issues Statutory Disqualification Against James P. Graeber, Jr. and Simultaneously Accepts His Offer, Which Includes a Two Year Period of Restricted Registration #4000-97 , (CFTC Docket No. SD 97-2)
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CFTC Announces First Cross-Border Testing of Market Emergency Coordination Procedures , #3999-97
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Advisory: CFTC Receives Report From NFA Concerning Telemarketing Practices , Advisory:11-97
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CFTC Takes Further Action to Encourage Automation , #3998-97
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CFTC Complaint Charges Sean G. Kelly With Failure to Keep and Maintain Books and Records , #3997-97 (CFTC Docket #97-6)
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CFTC Accepts Settlement Offer from Mark J. Sitzmann, David E. Sitzmann, and Sitzmann Commodities Inc., In Connection with CFTC Action Filed in 1996 , #3996-97 (CFTC Docket # 96-5)
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Florida Court Issues Permanent Injunction Against James V Dowler, Jr and Dowler & Beekman Trading Co. , #3995-97 (Civ 96-14284)
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CFTC Approves Final Rules for Fast-Track Approval Of New Contracts and Contract Amendments, and Approves the CS&CE's BFP (Milk) Futures and Options , #3994-97
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Permanent Injunction Issued Against Edward M. Collins of Hoffman Estates, Illinois, in CFTC Anti-fraud Action Filed in 1994 , #3993-97 (94-C4375)
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Permanent Injunction Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood , #3992-97 (CV-97-0777)
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<i>EX PARTE</i> Asset Freeze Order Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood, California , #3991-97 (CV97-0777RSWL)
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U.S. District Court In Colorado Issues Orders Of Permanent Injunction In CFTC Anti- Fraud Action Against Brian Prendergast Of Colorado And Joel De Angelis Of California In 1996 Prism Case , #3990-97
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CFTC Notifies the New York Cotton Exchange of the Results of Its Recent Review of the Exchange's Financial and Sales Practice Compliance Program , #3988-97
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CFTC Accepts Settlement Offer in Statutory Disqualification Action Against CBOT Floor Broker Richard C. Hayes, Which Includes Revocation of Hayes' Registration , #3985-97
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CFTC Prevails In Action to Enforce Aministrative Subpoenas Requiring Testimont And Production of Documents Related to London Financial, Inc., of Jupiter, Florida , #3984-97
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CFTC Notifies CBT that the Delivery Terms of its Corn and Soybean Futures Contracts Do Not Satisfy the Statutory Objectives of the Commodity Exchange Act , #3983-96
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CFTC to Vote on a Staff Recommendation Regarding Delivery Point Specifications of the Chicago Board of Trade's Corn and Soybean Futures Contracts , #3982-96
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CFTC Appeals Frankwell Bullion Ltd., Et. Al. Decision , #3981-96
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CFTC's Division of Enforcement Establishes Virtual Open House on World Wide Web; Defendant Donald Chancey's Property to be Auctioned to Recover Funds Allegedly Embezzled in Commodities Scheme , #3980-96
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CFTC Postpones Effective Date For Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors , #3979-96 Related Interpretation
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CFTC Appoints Marvin Jackson To Be Eastern Regional Office Coordinator , #3978-96
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CFTC Settles Statutory Disqualification Action Against CBOT Floor Broker Timothy J. Murphy; Conditions Murphy's Registration for a Two-Year Period , #3977- 96 (CFTC Docket SD 96-10)
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Florida District Court Judge Grants CFTC A Permanent Injunction Against JDI Limited D/B/A Future Vision, Richard A. Bandemer And Frederick W. Taft, Banning Defendants From The Futures Industry And Ordering Disgorgement, Among Other Sanctions , #3976-96 (Civ 95-6221)
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New York Federal Disctrict Court Dismisses Action Against CFTC Filed By AVCO Financial Corporation , #3975-96
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CFTC Files Statutory Disqualification Action Against John P. Larocque And Simultaneously Accepts His Settlement Offer, Which Includes A Two-Year Period Of Conditioned Registration , #3974-96 (CFTC Docket SD 97-1)
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CFTC Approves CME's Dow Jones Taiwan Stock Index Futures And Option Contracts , 3973-96
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Commission Receives Staff Report On CBT March 1996 Wheat Futures Contract Expiration And Institutes A Review of Exchange Disciplinary Actions , #3972-96
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CFTC Seeks Subpoena Enforcement To Compel Testimony And Production Of Records Related To London Financial, Inc., Of Jupiter, Florida, And Two Individuals., #3971-96
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Commodity Derivatives Regulators Set Out , Program to Strengthen Supervision of International Markets
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EX PARTE Order Entered by Michigan Federal Court Freezes Assets of Daniel M. O'Shaughnessey, Glory Fund I, Inc., and Glory Fund L.L.C. , #3970-96 (Civ 96-10421) Full Text of Complaint.
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CFTC Files Anti-Fraud Enforcement Action Against Lexus Financial Group, Inc., David Alan Luger, And Mark Lee Singer, All Of Florida #, 3969-96 (CFTC Docket 97-4) Full Text of Complaint
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CFTC Accepts Settlement Of American Futures Group And Three Individuals Charged With Failure To Supervise , #3968-96 (CFTC Docket 95-15) Full Text of Order
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CFTC Proposes to Amend Procedures Relating to its Review and Approval of Applications for Contract Market Designation , #3967-96
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CFTC Reaches Settlement With Iowa State Bank & Trust of Fairfield, Iowa, Which Was Named As A Relief Defendant in a CFTC Anti-Fraud Action Filed in January 1996 Release , #3966-96 (4-96-CV-70005)
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CFTC Files Three Separate Administrative Complaints Related to Grain Contracts, Alleging Violations of the Commodity Exchange Act. , Release:#3965-96 CFTC Docket No. 97-1 CFTC Docket No. 97-2 CFTC Docket No. 97-3
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Florida Federal Court Enters Ex Parte Asset in Joint CFTC-State of Florida Anti-Fraud Action Against James V. Dowler, Jr. and Dowler & Beekman Trading Co., LTD, Both of Vero Beach, Fla. , Release:#3964-96 Full Text of Complaint
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Texas Court Issues Preliminary Injunction in CFTC Anti-Fraud Action Against Eugene Morris Walter of Dallas, Texas , #3963-96 (3-96-CV-2734-T)
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