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CFTC Orders Citibank and Citigroup Global Markets Limited to Pay a $1 Million Penalty for Swap Data Reporting Violations, Related Supervision Failures, and Violation of a prior CFTC Order , 8428-21 |
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CFTC Orders Michigan Man to Pay $150,000 for Registration Violation of Commodity Trading Advisor Regulation , 8427-21 |
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CFTC Charges Former Hawaii Resident in Forex and Futures Ponzi Scheme , 8426-21 |
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Federal Court Orders Florida Man to Pay $2.5 Million for Role in Fraudulent Binary Options Scheme , 8425-21 |
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CFTC Charges Texas Resident and Six U.S. and Costa Rican Companies with Engaging in Two Fraudulent Schemes Totaling $6 Million , 8424-21 |
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CFTC Files Action to Suspend Registration of Mississippi Man Based on Criminal Charges , 8423-21 |
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Federal Court Orders Ohio Resident and Multi-Million Dollar Ponzi Scheme Fraudster Permanently Banned from Trading and Registering with the CFTC , 8420-21 |
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CFTC Orders Idaho Man to Pay $150,000 for Registration Violation and Violations of Commodity Pool Operator Regulations , 8419-21 |
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Federal Court Orders Georgia Man and Two Companies to Pay Over $15.6 Million for Forex Fraud and Registration Violations , 8417-21 |
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Federal Court Orders Alabama Man to Pay More Than $16 Million in Precious Metals Fraud , 8416-21 |
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CFTC Charges Unregistered Michigan Forex Firm and its Owner with Fraud and Misappropriation , 8415-21 |
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CFTC Charges Nebraska Commodity Pool Operator and its Owner with Fraud and Regulatory Violations , 8414-21 |
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CFTC Orders Tyson Foods to Pay $1.5 Million for Position Limit, Reporting, and Recordkeeping Violations , 8413-21 |
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Federal Court Orders BitMEX to Pay $100 Million for Illegally Operating a Cryptocurrency Trading Platform and Anti-Money Laundering Violations , 8412-21 |
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Federal Court Orders Texas and Florida Men to Pay Nearly $1.75 Million in Digital Assets Scheme , 8411-21 |
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U.S. Court of Appeals Rules in Favor of CFTC in Fraud Case Against Monex Deposit Company and its Principals , 8410-21 |
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Federal Court Permanently Bans and Imposes an over $300,000 Penalty Against Foreign Trading Platform for Offering Illegal Leveraged Transactions in Ether, Litecoin, Bitcoin and Precious Metals , 8408-21 |
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Georgia Man Sanctioned for Fraudulent Scheme Attempting to Profit from COVID-19 , 8406-21 |
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CFTC Charges Three Individuals and Three Florida Companies with Fraud in Multimillion-Dollar Precious Metals Scheme , 8404-21 |
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CFTC Orders Three Credit Suisse Entities to Pay $1.5 Million for Swap Data Reporting Failure , 8401-21 |
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CFTC Fines Brazilian Soybean Producer for Reporting Violations , 8397-21 |
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CFTC Charges Former Energy Broker and Its Owner with Misappropriation of Nonpublic Information, Fraud, and Supervision Violations , 8396-21 |
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Federal Court Sanctions Australian Trader for Spoofing and Engaging in a Manipulative and Deceptive Scheme , 8395-21 |
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Federal Court Orders Florida Man to Pay More than $500,000 for Attempting to Fraudulently Profit From COVID-19 , 8393-21 |
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CFTC Charges Chicago Commodity Pool Operators, Owner, and Former Chief Portfolio Manager with Fraud and Supervision Failures , 8392-21 |
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CFTC Orders Connecticut Firm to Pay $500,000 for Wash Sales , 8389-21 |
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Federal Court Orders Virginia Resident to Pay More Than $5 Million for Futures and Options Fraud , 8388-21 |
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Federal Court Orders Oregon Owner of Precious Metals Firm to Pay $1.3 Million to Victims of Fraudulent Precious Metals Scheme , 8384-21 |
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CFTC Awards Approximately $3 Million to Whistleblower , 8383-21 |
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CFTC Orders Florida Man and His Company to Pay Over $397,000 in Connection with a Digital Assets Solicitation Scheme , 8381-21 |
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Federal Court Orders The Alista Group, LLC and Florida Man to Pay More Than $2.6 Million in Precious Metals Fraud , 8379-21 |
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Federal Court Orders Nevada Company and its Owner to Pay More Than $32 Million for Cryptocurrency Fraud and Misappropriation Scheme , 8377-21 |
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Federal Court Orders New Mexico Man to Pay Over $10.3 Million for Defrauding Commodity Futures Clients in Long-Running Ponzi Scheme , 8376-21 |
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Federal Court Orders Alabama Company and its Owner to Pay Over $1.1 Million for Commodity Pool Fraud , 8375-21 |
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CFTC Orders New York Man to Pay More than $1 Million for Role in Fraudulent Binary Options Scheme , 8374-21 |
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CFTC Charges Washington State Rancher and Feedyard with $233 Million Phantom Cattle Fraud Scheme , 8372-21 |
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Federal Court Orders UK Man to Pay More Than $571 Million for Operating Fraudulent Bitcoin Trading Scheme , 8371-21 |
