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CFTC Orders Commodity Pool Operator, CEO to Pay More Than $10 Million for Misleading Statements, Supervision Failures , 8109-20 |
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CFTC Orders Australian Company to Pay $1 Million for Spoofing , 8105-20 |
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CFTC Orders South Korean Company to Pay $700,000 for Spoofing , 8104-19 |
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CFTC Charges US Coin Bullion LLC and its Owners with $7.9 Million Precious Metals Fraud , 8103-20 |
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CFTC Obtains $2.5 Million Judgment for Fraudulent Solicitation and Misappropriation of Funds From Commodity Pool Participants , 8102-19 |
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CFTC Charges Executive at Global Investment Bank with Manipulation and Fraud in Connection with Swaps Related to a Bond Issuance , 8099-19 |
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CFTC Awards More Than $1 Million to Whistleblower , 8098-19 |
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CFTC Charges New Mexico Resident with Fraud in Long-Running Ponzi Scheme , 8094-19 |
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CFTC Adds 21 More Unregistered Foreign Entities to List for Apparent Illegal Operation , 8091-19 |
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CFTC Orders Goldman Sachs to Pay $1 Million for Recordkeeping Violations , 8086-19 |
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CFTC Division of Enforcement Issues Annual Report for FY 2019 , 8085-19 |
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CFTC Orders BGC Financial, L.P. to Pay $3 Million for Supervision, Reporting, and Recordkeeping Violations , 8083-19 |
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CFTC Charges Unregistered Commodity Pool Operator, Two California Men with $2.3 Million Fraud , 8078-19 |
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CFTC Orders Wells Fargo to Pay Over $14 Million for Violating Swap Dealer Business Conduct Standards , 8077-19 |
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CFTC Orders Mitsubishi Corporation RtM Japan Ltd. to Pay $500,000 for Spoofing , 8075-19 |
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CFTC Orders Proprietary Trading Firm to Pay Record $67.4 Million for Engaging in a Manipulative and Deceptive Scheme and Spoofing , 8074-19 |
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CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud , 8073-19 |
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CFTC Charges Companies and Associates with Failing to Register with the CFTC , 8071-19 |
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CFTC Charges Alabama Resident and His Company with Binary Options Fraud , 8070-19 |
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Federal Court Orders Defendants to Pay More than $4.25 Million for Fraud and Misappropriation , 8069-19 |
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CFTC Charges Foreign Trading Platform for Failing to Register with the CFTC , 8068-19 |
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Florida Federal Court Orders Defendant to Pay More than $2 Million in a Foreign Currency Fraud Scheme , 8066-19 |
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Federal Court Orders Florida Company to Pay More Than $15 Million in Monetary Sanctions for Fraud and Illegal Transactions , 8065-19 |
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CFTC Charges Upstream Energy Services with Acting as an Unregistered Futures Commission Merchant , 8062-19 |
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CFTC Charges New York Man with Misappropriating Customer Funds Intended for Futures and Forex Trading , 8061-19 |
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CFTC Charges Nevada Company and its Owner in $11 Million Cryptocurrency Fraud and Misappropriation Scheme , 8053-19 |
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Federal Court Orders Managed Fund and CEO to Pay More Than $17.2 Million in a Commodities Fraud Scheme , 8052-19 |
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CFTC Files Enforcement Actions Against Two Affiliate Marketers for Binary Options Fraud , 8047-19 |
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CFTC Orders Interdealer Brokers to Pay $25 Million for Fraud in FX Options Markets , 8035-19 |
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CFTC Orders Trading Firm Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets , 8046-19 |
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CFTC Orders Chicago Trading Firm Belvedere Trading LLC to Pay $1.1 Million for Spoofing in the Financial Futures Markets , 8045-19 |
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CFTC Orders Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets , 8044-19 |
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CFTC Settles Swaps Reporting Charges Against PNC Bank , 8043-19 |
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CFTC Orders The Bank of New York Mellon to Pay $750,000 For Swap Reporting Violations , 8042-19 |
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CFTC Charges NatWest Markets Plc with Submitting Inaccurate Large Trader Reports for Physical Commodity Swap Positions , 8041-19 |
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CFTC Orders The Northern Trust Company to Pay $1,000,000 For Swap Reporting Violations , 8040-19 |
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CFTC Orders Société Générale International Limited to Pay $2.5 Million for Swap Data Reporting and Supervision Failures , 8039-19 |