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CFTC Issues an Exemption to the Korea Exchange Permitting Designated Korea Exchange Members to Deal Directly with U.S. Customers , 7322-16 |
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CFTC Grants Eurex Clearing AG Registration as a Derivatives Clearing Organization , 7316-16 |
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CFTC Signs MOU with Two German Authorities to Enhance Supervision of Cross-Border Clearing Organizations , 7315-16 |
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CFTC Cancels TAC Meeting Scheduled for January 26, 2016 , 7314-16 |
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CFTC Grants Registration to 18 Swap Execution Facilities , 7313-16 |
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CFTC’s Division of Market Oversight Extends Conditional, Time-Limited No-Action Relief Regarding Masking Certain Reportable Identifying Information , 7310-16 |
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CFTC Issues Order Delegating to the National Futures Association Certain Functions Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants , 7309-16 |
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CFTC’s Technology Advisory Committee to Meet on January 26, 2016 , 7307-16 |
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CFTC’s Division of Clearing and Risk Provides No-Action Relief to Small Bank Holding Companies and Community Development Financial Institutions , 7305-16 |
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CFTC’s Division of Market Oversight Grants FTSEF LLC Temporary Registration as a Swap Execution Facility , 7303-16 |
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CFTC Approves a Proposed Rule Providing an Alternative to Fingerprinting for Foreign Natural Persons , 7302-16 |
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CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to OTC Clearing Hong Kong Limited , 7301-15 |
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CFTC and Hong Kong Securities and Futures Commission Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities , 7300-15 |
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CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief from Certain Audit Trail Requirements in CFTC Regulations Related to Post-trade Allocation , 7299-15 |
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CFTC Staff Issues Request for Comment on Draft Technical Specifications for Certain Swap Data Elements , 7298-15 |
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CFTC Approves Final Rule on Records of Commodity Interest and Related Cash or Forward Transactions , 7296-15 |
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CFTC Staff Issues Advisory Reminding Swap Dealers and Major Swap Participants of their Reporting Obligations as Required by Commission Regulations , 7295-15 |
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CFTC Approves Final Rule on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants , 7294-15 |
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CFTC Unanimously Approves Proposed Enhanced Rules on Cybersecurity for Derivatives Clearing Organizations, Trading Platforms, and Swap Data Repositories , 7293-15 |
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CFTC to Hold an Open Commission Meeting on December 16th to Consider Final and Proposed Rules , 7291-15 |
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CFTC Divisions Issue Extension of Time-Limited No-Action Relief from Certain Recordkeeping Requirements under Commission Regulations , 7290-15 |
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CFTC Divisions Provide Conditional No-Action Relief to Wells Fargo Bank, N.A. , 7284-15 |
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CFTC Unanimously Approves Proposed Rule on Automated Trading , 7283-15 |
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CFTC to Discontinue Collecting and Issuing Reports on Index Investment Data , 7282-15 |
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CFTC Staff Releases Swap Dealer De Minimis Exception Preliminary Report , 7280-15 |
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CFTC to Hold an Open Commission Meeting on November 24th to Consider a Proposal on Automated Trading , 7279-15 |
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CFTC Divisions Provide Time-Limited No-Action Relief for Certain Affiliated Counterparties , 7278-15 |
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CFTC Staff Issues Time-Limited Extension of Swap Data Reporting Relief for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada, the European Union, Japan or Switzerland , 7276-15 |
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OTC Derivatives Regulators Deliver Report to the G20 Leaders , 7275-15 |
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CFTC Staff Publishes Responses to Frequently Asked Questions Regarding Commission Forms CPO-PQR and CTA-PR , 7273-15 |
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CFTC’s Division of Market Oversight Extends Time-Limited No-Action Relief for Swap Execution Facilities from Certain “Block Trade” Requirements , 7272-15 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for Upcoming Public Meeting , 7271-15 |
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CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to Korea Exchange, Inc. , 7270-15 |
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CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to Japan Securities Clearing Corporation , 7269-15 |
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CFTC’s Market Risk Advisory Committee to Meet on November 2, 2015 , 7263-15 |
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CFTC’s Division of Market Oversight Extends Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited , 7262-15 |
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CFTC Further Implements Trade Execution Requirement , 7260-15 |