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CFTC Charges Alpha Trade Group, S.A. and Six Individuals with Fraud and Misappropriation in Connection with a $1.7 Million Foreign Currency and Futures Scheme , 6115-11 |
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CFTC Charges National Accounting Firm McGladrey & Pullen, LLP, and Partner David Shane with Failure to Properly Audit One World Capital Group, a Former Registered Futures Commission Merchant , 6114-11 |
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Division of Market Oversight Provides Temporary Relief from Large Swaps Trader Reporting for Physical Commodities, 6113-11
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CFTC Charges California Resident James D. Crombie and Paron Capital Management, LLC with Making False, Fictitious, or Fraudulent Statements to the National Futures Association , 6112-11 |
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CFTC Will Not Hold September 22, 2011, Meeting, 6111-11
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CFTC Charges North Carolina Resident Toby D. Hunter and Two of His Companies with Fraud and Misappropriation in Multi-Million Dollar Commodity Scheme , 6110-11 |
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CFTC Charges Massachusetts Man Jeffrey Liskov and His Company, EagleEye Asset Management, LLC, with Committing a $3 Million Forex Fraud , 6109-11 |
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CFTC Sues 11 Foreign Currency Firms in Second Nationwide Sweep Against Unregistered Firms , 6108-11 |
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CFTC Grants CME Clearing Europe Limited Registration as a Derivatives Clearing Organization, 6107-11
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The CFTC Announces Appointment of John Rogers as Chief Information Officer, 6106-11
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CFTC Staff Allows Euronext Brussels’ Futures Contract Based on the BEL 20 Index to be Offered and Sold in the United States, 6105-11
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CFTC to Hold Open Meeting to Consider Two Proposed Rules under Dodd-Frank Act, 6104-11
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CFTC Charges North Carolinian Roy Scarboro, Jr. with Solicitation Fraud and Misappropriating Customer Funds in Forex Scheme , 6103-11 |
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Gensler Op-Ed: CFTC Eager to Clean Up Swaps Market, 6102-11
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CFTC Releases Rule Enforcement Review of the New York Mercantile Exchange and the Commodity Exchange, 6101-11
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CFTC Obtains Final Judgment against Italian National Carmine Garofalo Charged with Illegal Trading , 6100-11 |
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Chicago-Based Floor Broker Craig Taffel Pays $180,000 Civil Monetary Penalty to Settle Charges that He Acted as an Unregistered Futures Commission Merchant , 6099-11 |
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Chicago Futures Commission Merchant Tenco, Inc. Settles CFTC Charges that it Failed to Diligently Supervise and Placed Trades Without Proper Authorization , 6098-11 |
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CFTC Orders Dearborn Trading, Inc. and Joel Bronstein of Chicago, Illinois to pay $180,000 Civil Penalty for Failing to File Pool’s Closing Annual Report , 6097-11 |
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CFTC Charges Douglas Elsworth Wilson and Three California Companies with Solicitation Fraud, Misappropriating Customer Funds, and Issuing False Statements in Multi-Million Dollar Commodity Futures and Forex Scheme , 6096-11 |
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The CFTC Announces Appointment of Gary Barnett as Swaps Division Director, 6095-11
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CFTC’s Office of Chief Economist to Host Conference on Commodity Markets, 6094-11
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CFTC and SEC Seek Public Input for Joint Study on Stable Value Contracts, 6093-11
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CFTC Receives Major Award for FY 2010 Performance and Accountability Report, 6092-11
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CFTC Charges Blue Sky Capital Management Corp. and Gregory M. Schneider with Making False Statements to the National Futures Association , 6091-11 |
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Federal Court Finds that St. Augustine, Florida, Couple and Their Company Defrauded Customers in Off-Exchange Foreign Currency Scheme , 6090-11 |
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Federal Court Orders Moroccan National and Former Citigroup Trader Otmane El Rhazi to Pay Over $1.49 Million for Unlawful Trading and Misappropriation from a Citibank, N.A. Proprietary Account , 6089-11 |
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CFTC Charges Tampa Resident Anthony J. Klatch II and Four Other Defendants with Fraudulently Soliciting over $11.3 Million , 6088-11 |
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London-based Forex Capital Markets Ltd. Ordered to Pay $140,000 Penalty to Settle CFTC Charges of Acting as an Unregistered Retail Forex Exchange Dealer , 6087-11 |
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Federal Court in California Orders Ruben Gonzalez, Jose Naranjo, and their Company to Pay over $8 Million for Operating Ponzi Scheme and Misappropriation , 6086-11 |
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CFTC to Hold Open Meeting to Consider Three Final Rule Proposals, 6085-11
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CFTC Commissioner Scott D. O’Malia Seeks Public Comment on the Review of Swaps for Mandatory Clearing, 6084-11
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CFTC Charges Susan G. Davis, David E. Howard II, Joseph Burgos, and their Companies with Fraud in Off-Exchange Foreign Currency Scheme , 6083-11 |
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Federal Court in Illinois Orders Jay C. Nolan and His Company, Lodge Capital Group, LLC, to Pay $825,000 Civil Monetary Penalty for Multi-Million Commodity Pool Fraud Scheme , 6082-11 |
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CFTC Chairman Gary Gensler Announces Appointment of Tony Thompson as Executive Director, 6081-11
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CFTC Announces First Public Meeting of the Technology Advisory Subcommittee on Data Standardization, 6080-11
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Christopher L. Pia, Former Portfolio Manager for Hedge Fund Moore Capital Management, LLC, to Pay $1 Million Penalty to Settle CFTC Charges of Attempted Manipulation , 6079-11 |