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CFTC Charges Oster Communications, Inc. d/b/a Future Source With Committing Fraud and With Registration Violations in Connection With Sale and Marketing of JDI Limited's "Micro-Trading System" , #3921-96 Full text of the Commission's Action
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CFTC Will Hold a Day-Long Interactive Symposium on Internal Controls and Risk Management Practices on June 24th , #3920-96
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The Execution By Brazil Regulatory Agency Of The Declaration of Cooperation and Supervision of International Futures Exchanges and Clearing Organizations , #3819-96
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CFTC Statement Concerning the Copper Market , #3918
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New York Court Refuses to Enjoin CFTC Investigation In Response to a Motion Filed by Avxo Financial Corporation #, 3917-96
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CFTC Judge Finds that Solomon Mayer Committed Fraud by Bucketing Customer Orders #, 3916-96
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CFTC Judge Orders Penalties Against Michael Staryk #, 3915-96
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Texas Court Issues Preliminary Injunctions Against Christopher C. Schafer, A.R.S. Financial Services, Peter J. Urbani, and Alchemy Financial Group, All Charged In CFTC Enforcement Action #, 3914-96
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Advisory: Electronic Filing of Financial Reports , #28-96
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Advisory Committee on CFTC-State Cooperation , #3913-96
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Washington State Commodity Pool Operator, Ken Willey, Held in Contempt of Court for Refusing to Reveal Location of Commodity Pool Assets #, 3912-96
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CFTC's Division of Economic Analysis Issues Satements of Policy and Guidance Relating to "Hedge-to-Arrive" Contracts , #3911-96
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Advisory Concerning Commission Rule1.33(b) , #22-96
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CFTC'S Agricultural Advisory Committee to Meet on May 8, 1996 , #3910-96
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Colorado Court Issues Preliminary Injunctions Against Brian Prendergast and Joel de Angelis in CFTC Anti-fraud Action Against Prism Financial Corporation of Englewood, Colorado #, 3909-96
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CFTC Approves Final Early Warning Reporting Requirements , #3907-96
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CFTC Releases its Semiannual Futures Commission Merchant (FCM) , #3908-96
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CFTC Files Statutory Disqualification Action Against Patrick D. Kelly, and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration #, 3906-96
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Foreign Instrument Approvals & Exemptions , #1-91
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CFTC files administrative action against three CME floor brokers, alleging fraudulent trade practice abuse in the live cattle futures pit #, 3905-96
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CFTC files enforcement action charging David and Mark Sitzmann and Sitzmann Commodities Inc. with fraudulent trading practices in the CME'slive cattle and hog futures contract , #3904-96
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CFTC Approves Record Number of Contracts , #3903-96
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CFTC files civil anti-fraud action against a Washington state commodity pool operator, Ken Willey #, 3902-96
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Advisory: Offshore commodity pools relief for certain regustered CPOs from rules 4.21, 4.22, and 4.23(a)(10) and (a)(11) and from the location of books and records requirement of rule 4.23 , #18-96
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Rule Enforcement Review of Exchange Programs for Monitoring Corrections to Time and Sales Records , #3901-96
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Florida court issues ex parte asset freeze in CFTC anti-fraud action against Michael Indihar, Robert Hoffman, Computer Warehouse Inc., and Automated Trading Systems -- all of Florida #, 3900-96
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Forida Court Issues Permanent Injunction Against Keith Dominick and Main Street Investment Group in 1994 CFTC Anti-fraud Action , #3899-96
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CFTC Amends Rule 30.3 to Eliminate the Requirement of a Specific Order for Foreign Commodity Options , #15-96
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CFTC Files Statutory Disqualification Action Against CBOT Floor Broker, Edgar Clifford Sharp, III, and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration , #3897-96
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CFTC Files Enforcement Action Alleging Fraud Against R&W Technical Services LTD. and Two Individuals, all of Texas #, 3996-95
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International Futures Regulators Sign Declaration on Cooperation , #3995-96
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CFTC Continues to Expand Internet Home Page , #3894-96
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CFTC Announces the Adoption of Substantial Revisions to Its Disclosure Rules for CPOs and CTAs Contained in Part 4 , #10-96
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CFTC's Trading & Markets Division Authorizesthe DTB to Install and Utilize Computer Terminals in the United States , #3893-96
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Colorado court issues ex parte asset freeze order in CFTC anti-fraud action against Prism Financial and Brian Prendergast, both of Colorado, and two defendants in California #, 3892-96
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CFTC Accepts Quarterly Review for First Quarter, FY 1996 , #3891-96
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CFTC to Hold Open Meeting , #3890-96
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