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Statement of Commissioner Caroline D. Pham Regarding Rule 11 Sanctions Motion in CFTC v. Traders Global Group
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Filing of Complaint in CFTC v. Traders Global Group
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on SEC v. Jarkesy
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on EU Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Mexico Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on UK Substituted Compliance Order for Swap Dealer Capital and Financial Reporting
Commissioner Caroline D. Pham
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Supporting Statement of Chairman Rostin Behnam Regarding Final Capital and Financial Reporting Comparability Determinations and Orders for Certain Non-U.S. Nonbank Swap Dealers in Japan, Mexico, EU, and the UK
Chairman Rostin Behnam
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