Commissioner Caroline D. Pham

Date	Commissioner Caroline D. Pham
10/01/2024	Dissenting Statement of Commissioner Caroline D. Pham on SEF Enforcement Actions Commissioner Caroline D. Pham
10/01/2024	Statement of Commissioner Caroline D. Pham on Swap Data Reporting Settlement Order and the Examination Process Commissioner Caroline D. Pham
09/24/2024	Dissenting Statement of Commissioner Caroline D. Pham on the Filing of Administrative Complaints for Enforcement Actions Commissioner Caroline D. Pham
09/23/2024	Dissenting Statement of Commissioner Caroline D. Pham on Off-Channel Communications Enforcement Action Commissioner Caroline D. Pham
09/12/2024	Statement of Commissioner Caroline D. Pham in Support of Rule 4.7 Amendments Commissioner Caroline D. Pham
09/10/2024	Dissenting Statement of Commissioner Caroline D. Pham on Request for Authority to Appeal from Court Order in Kalshi Matter Commissioner Caroline D. Pham
09/04/2024	Dissenting Statement of Commissioner Caroline D. Pham on DeFi Enforcement Action Involving Uniswap Protocol Commissioner Caroline D. Pham
08/29/2024	Statement of Commissioner Caroline D. Pham on Innovation and Market Structure Commissioner Caroline D. Pham
08/29/2024	Dissenting Statement of Commissioner Caroline D. Pham on NFX Settlement Order Commissioner Caroline D. Pham
08/27/2024	Dissenting Statement of Commissioner Caroline D. Pham on Commercial End-User Enforcement Action Commissioner Caroline D. Pham
08/26/2024	Statement of Commissioner Caroline D. Pham on Swap Data Reporting Settlement Order Commissioner Caroline D. Pham
08/19/2024	Statement of Commissioner Caroline D. Pham on Self-Reporting and Cooperation Credit in Enforcement Actions Commissioner Caroline D. Pham
08/14/2024	Dissenting Statement of Commissioner Caroline D. Pham on Off-Channel Communications Matter Commissioner Caroline D. Pham
08/08/2024	Concurring Statement of Commissioner Caroline D. Pham on Joint Data Standards Proposal Commissioner Caroline D. Pham
07/31/2024	Remarks by Commissioner Caroline D. Pham at CFTC Chairman’s Town Hall Commissioner Caroline D. Pham
07/29/2024	Statement of Commissioner Caroline D. Pham in Support of Foreign Boards of Trade Final Rule Commissioner Caroline D. Pham
07/03/2024	Statement of Commissioner Caroline D. Pham Regarding Rule 11 Sanctions Motion in CFTC v. Traders Global Group Commissioner Caroline D. Pham
07/03/2024	Statement of Commissioner Caroline D. Pham on Filing of Complaint in CFTC v. Traders Global Group Commissioner Caroline D. Pham
06/28/2024	Statement of Commissioner Caroline D. Pham on SEC v. Jarkesy Commissioner Caroline D. Pham
06/25/2024	Concurring Statement of Commissioner Caroline D. Pham on Japan Substituted Compliance Order for Swap Dealer Capital and Financial Reporting Commissioner Caroline D. Pham
06/25/2024	Statement of Commissioner Caroline D. Pham on EU Substituted Compliance Order for Swap Dealer Capital and Financial Reporting Commissioner Caroline D. Pham
06/25/2024	Statement of Commissioner Caroline D. Pham on Mexico Substituted Compliance Order for Swap Dealer Capital and Financial Reporting Commissioner Caroline D. Pham
06/25/2024	Statement of Commissioner Caroline D. Pham on UK Substituted Compliance Order for Swap Dealer Capital and Financial Reporting Commissioner Caroline D. Pham
06/17/2024	Statement of Commissioner Caroline D. Pham Regarding Settlement Order with Trafigura Trading LLC Commissioner Caroline D. Pham
06/04/2024	Achieving Growth and Progress: Statement of Commissioner Caroline D. Pham at the Global Markets Advisory Committee June 4 Meeting Commissioner Caroline D. Pham