Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Alan Guo and Weili He v. JBJ Capital Management, Inc. and Martin Dim PDF Image
Docket No. 18-R015
Fred and Darcy Frost v. JBJ Capital Management, Inc. and Martin Dim PDF Image
Docket No. 18-R014
Mark Sergio v. JBJ Capital Management, Inc. and Martin Dim PDF Image
Docket No. 18-R012
Himanshu Shah v. Gain Capital Group LLC d/b/a Forex.com PDF Image
Docket No. 23-R001
Seymour Schatz v. AMP Global Clearing LLC d/b/a AMP Futures PDF Image
Docket No. 23-R004
Haskia Hasson v. Oanda Corporation PDF Image
Docket No. 20-R017
Steven E. Susanin IRA v. Proshares d/b/a Proshares Capital Management LLC PDF Image
CFTC Docket No. 22-R013
Steven E. and Maria A. Susanin v. Proshares d/b/a Proshares Capital Management LLC PDF Image
CFTC Docket No. 22-R011
Ambyr Mahelani Fiona and Vincent Oronato Alfait v. Claudia Marie Dubuque, Gregory Blake Taunt, Navid Khalili, Robert Dubuque, Institutional Advisory Services Group, Inc. dba IASG, Jonathan Peter Ho, Jonpaul Jonkheer, Shili Zhan alias Bill Zhan, and Tianyo PDF Image
CFTC Docket No. 21-R006
Alfait Living Trust, Vincent Onorato Alfait, Trustee v. Claudia Marie Dubuque, Gregory Blake Taunt, Navid Khalili, Robert Dubuque, Institutional Advisory Services Group, Inc. dba IASG, Jonathan Peter Ho, Jonpaul Jonkheer, Shili Zhan alias Bill Zhan, and T PDF Image
CFTC Docket No. 21-R005