Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Ferdinand H. Onnen, Jr. v. Kyle Bair PDF Image
CFTC Docket No. 20-R002
Nicholas D. Gennaro v. Ruben Zagagi and Intex, Inc. PDF Image
CFTC Docket No. 19-R005
Chetan Joshi v. Gain Capital Group LLC d/b/a Forex.com PDF Image
CFTC Docket No. 19-R011
Damon Schechter Revocable Trust, Damon Schechter Trustee v. Cantor Fitzgerald and Co., Jerica Capital Management LP, and Warren Stuart Ashenmil PDF Image
CFTC Docket No. 19-R008
Marcus Johnson v. Forex Capital Markets LLC, d/b/a FXCM, and Dror Niv, alias Drew Niv PDF Image
CFTC Docket No. 17-R010
David E. Stearns v. Alexander Birkmyre, Thomas Christopher Plastino alias Thomas Plastino, Ruben Zagagi, Intex, Inc. d/b/a Intex Capital, Salterra Capital Strategies LLC, and Phillip Capital, Inc. PDF Image
CFTC Docket No. 19-R004
Richard C. Whited, III, v. E*Trade Futures LLC PDF Image
CFTC Docket No. 18-R030
Prokosch Farms, Inc., v. Dean Michael Heffta and Water Street Advisory, Inc. PDF Image
CFTC Docket No. 16-R017
Scott L. Siepka v. Alexander Berov, Farr Financial, Inc. d/b/a Go Futures, and Emaude Tayebi alias Alex Tayebi PDF Image
CFTC Docket No. 16-R012
Wesley M. Jarrell II v. Robert lee Spears, Jr., Lakefront Futures & Options LLC, and Optimized Trading LLC PDF Image
CFTC Docket No. 18-R027