Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Herbert Moskowitz and Ari Moskowitz v. Accredited Investment Mgt. Corp., Peter … PDF Image
CFTC Docket No. 13-R015
Matthew Carpenter v. Interactive Brokers, LLC PDF Image
CFTC Docket No. 13-R009
Robert Walker v. Platinum Trading Solutions, Inc. PDF Image
CFTC Docket No. 15-R003
Windjammer Capital LLC v. Global Futures Exchange & Trading Company, Inc. PDF Image
CFTC Docket No. 14-R001
Mark Herson v. Ironbeam, Inc. PDF Image
CFTC Docket No. 15-R004
Tony George Hnyp and Natasha Dawn Bacca v. Dante Stephen Giovannetti and Emini … PDF Image
CFTC Docket No. 15-R001
Azubueze Jiagbogu v. Tradestation Securities, Inc. PDF Image
CFTC Docket No. 14-R004
Henri Guerin v. Oanda Corporation PDF Image
CFTC Docket No. 12-R017
In the Matter of: Altamont Global Partners LLC and John G. Wilkins PDF Image
CFTC Docket No. SD 15-01
Shunlian Hou v. Kem H. Chong PDF Image
CFTC Docket No. 13-R012