Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Ronald S. Draper v. Main Street Trading, Inc, Wedbush Securities, Inc., KCG Ame…
 CFTC Docket No. 16-R003 |
|
| John C. Gorman v. Brian Thomas Booth
CFTC Docket No. 12-R005 |
|
| Ken Jones v. Jeff Michael Gilfillan and R.J. O'Brien Associates LLC d/b/a RJO F…
CFTC Docket No. 16-R004 |
|
| Reginald Finno Family 2005 Revocable Trust, Reginald P. Finno, Trustee v. Jack …
CFTC Docket No. 16-R008 |
|
| Suntex Corporation v. Jacob Michael Hinkle, John William Sendlosky and TradeSta…
CFTC Docket No. 16-R006 |
|
| Mark Johnson and Entrust Co., LLC f/b/o Mark S. Johnson v. R.J. O'Brien & Assoc…
CFTC Docket No. 12-R018 |
|
| Trevor W. Thomson v. Forex Capital Markets LLC d/b/a FXCM
CFTC Docket No. 16-R015 |
|
| Lionel Boyd v. Anthony Joseph Cholly, Greg Alan Perlin and R.J. O'Brien & Assoc…
CFTC Docket No. 16-R005 |
|
| Charles L. Bartlett v. Essex Futures, Luke C. Nichols and Vision Financial Mark…
CFTC Docket No. 14-R006 |
|
| Peter Alan Banach v. Kelso Commodities LLC and R.J. O'Brien Associates LLC
CFTC Docket No. 12-R034 |