Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Mark R. Sokoll v. Global Asset Management Alliance, LLC
 CFTC Docket No. 08-R010 |
|
| Sohan Dua v. Farr Financial, Inc.
CFTC Docket No. 08-R008 |
|
| Marcelo Barsanti v. Cromwell Financial Services, Inc., Richard Allen Peluchette…
CFTC Docket No. 07-R023 |
|
| The Estate of Mickey Simon (by Diane M. Simon, Executor) v. ADM Investor Servic…
CFTC Docket No. 07-R032 |
|
| Karla Gregory v. Peregrine Financial Group, Inc. and Wasendorf & Son Co.
CFTC Docket No. 07-R022 |
|
| James Lindsey v. Main Street Trading, Inc., MF Global, Inc.
CFTC Docket No. 08-R006 |
|
| Elizabeth L. Kline v. John Joseph Bellave, Silver State Trading, Inc.
CFTC Docket No. 08-R007 |
|
| Victor Cavallaro v. Angus Jackson Inc. of Florida a/k/a Angus Jackson Inc.
CFTC Docket No. 06-R055 |
|
| Steve MorningThunder v. Noble Alejandro Drakoln, Liverpool Derivatives Group
CFTC Docket No. 07-R033 |
|
| Paul M. Pakan v. Dennis Javier Patino and David Jude Javor
CFTC Docket No. 06-R034 |