Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Magdy Aboelghar v. R. J. O'Brien Associates, Inc., R.M. Trading, LLC and Richar…
 CFTC Docket No. 06-R043 |
|
| Iheanyi Nathan v. O'Brien, R.J. Associates Inc., Redlands Futures and Options, …
CFTC Docket No. 06-R025 |
|
| Bernice and Alfred Harre v. AG & Investment Services Inc., Man Financial Inc., …
CFTC Docket No. 06-R028 |
|
| Edna D. Anderson v. David M. Beach
CFTC Docket No. 05-R058 |
|
| Fan Chen v. Man Financial, Inc., Summit Financial Services d/b/a Opportunities …
CFTC Docket No. 06-R049 |
|
| Mobilefax Corporation v. American National Trading Corp. d/b/a Anco Discount Fu…
CFTC Docket No. 05-R053 |
|
| John A. Frye v. Delta Corporation, d/b/a Burley-Shay Investments
CFTC Docket No. 06-R006 |
|
| Dennis Carlton Bullock v. Barkley Financial Corporation, Anthony Nemard Caggian…
CFTC Docket No. 06-R008 |
|
| In the Matter of Bayou Management, LLC
CFTC Docket No. SD 06-05 |
|
| In the Matter of United Investors Group, Inc.
CFTC Docket No. SD 06-02 |