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COFFEE COMMODITY TRADERS BRUCE MILLER AND DEIRDRE ANDERSON CHARGED WITH FRAUDULENT TRADE ALLOCATION SCHEME; George Lamborn and Richard Lani Sr. Alleged To Have Failed to Diligently Supervise Miller and Anderson’s Trading; CSCE Floor Brokers, Daniel Lipton and Kenneth Lawson, Charged With Failing to Obtain Required Customer Account Identification , 4671-02 |
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CFTC to Participate in Interagency Corporate Fraud Task Force , 4670-02 |
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CFTC Announces Roundtable on Clearing Issues , 4669-02 |
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FLORIDA WOMAN AND COMPANY SETTLE CFTC CHARGES ALLEGING THEY FRAUDULENTLY MARKETED COMMODITY TRADING SYSTEMS; CFTC Imposed Trading Bans and Penalties on Bernadette Flavell and Systems of Success – Window to Profit (SOS) , 4668-02 |
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SIX COFFEE, SUGAR & COCOA EXCHANGE FLOOR BROKERS CHARGED BY CFTC WITH UNLAWFULLY TRADING COFFEE FUTURES , 4667-02 |
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CFTC Sets Stage For Security Futures Launch , 4666-02 |
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CFTC Staff Allows Eurex Deutschland’s Futures Contract Based on the Dow Jones Global Titans 50 Index and JSE Securities Exchange South Africa’s Futures Contract on the FTSE/JSE 40 Top Companies Index to be Offered and Sold in the United States , 4665-02 |
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CFTC to Hold Open Meeting to Discuss Issues Related to Security Futures Products Including Customer Margin Rules , 4664-02 |
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CFTC Notifies the Chicago Mercantile Exchange of Its Results of a Rule Enforcement Review , 4663-02 |
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CFTC Approves NFA Rules on Retail Foreign Currency Trading , 4662-02 |
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CFTC Announces Appointment of Michael Gorham as Director, Division of Market Oversight , 4661-02 |
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CALIFORNIA COMMODITY TRADER CHARGED WITH UNAUTHORIZED TRADING, UNLAWFULLY OPERATING A COMMODITY POOL AND ILLEGALLY MANAGING TRADING ACCOUNTS; CFTC Files Complaint Against Donald Steven Smith and His Company, Fibit.com, in Federal District Court , 4660-02 |
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CFTC Issues Report on its Intermediaries Study , 4659-02 |
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CFTC to Brief Iowa Cattlemen on Cattle Market , 4658-02 |
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FLORIDA MAN SETTLES CHARGES ALLEGING HE FRAUDULENTLY MARKETED COMMODITY TRADING SYSTEMS; CFTC Bars Kevin Kates From Trading , 4657-02 |
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CFTC Recognizes New Exchanges for Single-Stock Futures , 4656-02 |
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MICHIGAN ATTORNEY CHARGED WITH $6 MILLION COMMODITIES FRAUD; Federal Government Alleges that Charles Mady Issued False Account Statements to Hide Mounting Commodity Trading Losses and Misappropriated Over $1 Million , 4655-02 |
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MARYLAND MAN AND FIRM SETTLE CHARGES OF FRAUD WITH CFTC; Consent Order issued by District Court Enjoins Defendants Peter Scott and Rothlin & Windsor Capital Management, Inc. from Committing Fraud and also Permanently Bars Defendants from trading in futures and options , 4654-02 |
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INTERNET TRADING SYSTEM PROMOTER SETTLES CHARGES ALLEGING HE MADE MISREPRESENTATIONS ON WEBSITE; Michael Radcliffe Made False Claims Concerning Profits He Generated By Using His Commodity Trading System , 4653-02 |
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FLORIDA, LOUISIANA AND GEORGIA FIRMS CHARGED WITH FRAUDULENTLY SOLICITING OVER $1,000,000 FROM CUSTOMERS TO INVEST IN ILLEGAL FOREIGN CURRENCY (FOREX) OPTION CONTRACTS; Government Obtains Federal Court Order Freezing Assets of 19 Individuals and Companies; Related Action Also Filed by Louisiana Attorney General , 4652-02 |
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Commodity Futures Trading Commission Files Federal Action Against Florida Man For Providing False Information Related to His $6.8 Million Settlement With the Commission , 4651-02 |
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CFTC to Hold Open Meeting to Discuss its Intermediaries Study , 4650-02 |
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CFTC and SEC Approve Joint Order Excluding from the Definition of Narrow-Based Security Index those Security Indexes that Qualified for the "Grandfather" Exclusion from that Definition under Section 1a(25)(B)(v) of the Commodity Exchange Act and Section 3(a)(55)(C)(v) of the Securities Exchanges Act of 1934, , 4649-02 |
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CFTC, SEC, and Jersey Financial Services Commission Sign MOU Information Sharing Arrangement , 4648-02 |
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CFTC to Hold Open Meeting , 4647-02 |
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CFTC Establishes Enron Information Link to Assist the Public in Reporting Suspicious Activities that May Have Affected West Coast Electricity or Natural Gas Prices Involving Enron or Any Other Company , 4646-02 |
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CFTC Settles Wash Sales Charges Against Texas Broker Ronald Roesler and Illinois Broker David Janson Arising Out of USDA Dairy Options Pilot Program , 4645-02 |
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CFTC Announces the Appointment of Dr. James A. Overdahl as Chief Economist , 4644-02 |
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CFTC and SEC Adopt Final Rules Related to Cash Settlement Procedures and Trading Halts for Security Futures Products , 4643-02 |
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CFTC, SEC and Japanese Financial Services Agency Sign Information Sharing Arrangement , 4642-02 |
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FLORIDA FEDERAL COURT REQUIRES DEFENDANTS MICHAEL A. DIPPOLITO; MAD, INC.; AND CTU, INC. TO PAY RESTITUTION TO DEFRAUDED CUSTOMERS IN CFTC ENFORCEMENT ACTION. Court’s Order Also Bars Defendants From Further Fraudulent Conduct and From Trading Commodity Futures or Options , 4641-02 |
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CFTC Announces Appointment of Jane Kang Thorpe as Director, Division of Clearing and Intermediary Oversight , 4640-02 |
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TEXAS COMMODITY TRADER CHARGED WITH DEFRAUDING CUSTOMERS AND MISAPPROPRIATING CUSTOMER FUNDS. CFTC Charges Dewey V. Wiles and His Company, Futures Exchange Company, Inc., with Fraudulently Soliciting Funds to Trade Commodity Futures , 4639-02 |
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CFTC Settles Foreign Currency Fraud Case Against Ohio Defendants , 4638-02 |
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Pay Parity Voted for CFTC , 4637-02 |
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CFTC CHARGES UTAH INVESTMENT FIRM WITH RUNNING A $14.7 MILLION FOREIGN CURRENCY (FOREX) PONZI SCAM; Federal Court Immediately Freezes Assets of 4NExchange, LLC, Paul Grant and Ronald Bassett In Related Action , 4636-02 |
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CFTC Launches FOREX Warning Advertising Campaign , 4635-02 |
