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The CFTC and the China Securities Regulatory Commission Sign Memorandum of Understanding , 4598-02 |
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INTERNET TRADING SYSTEM PROMOTER CHARGED WITH COMMODITY FRAUD; CFTC Alleges Michael Radcliffe Made False Claims Concerning Profits Generated By His Commodity Trading System , 4597-02 |
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Newsome to Chair Ag Advisory Committee , 4596-02 |
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CFTC Recognizes Norwegian Clearinghouse for OTC Derivatives , 4595-02 |
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James E. Newsome Sworn In as CFTC Chairman , 4594-01 |
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Joint Press Release by SEC and CFTC , 4593-01 |
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OHIO COMMODITY TRADER SETTLES POOL FRAUD ACTION; Consent Order with Government Regulator Finds that Defendant Jeffrey T. Bailey Committed Fraud By Diverting Investor Funds For His Own Use and Permanently Bars Him from Futures and Options Trading , 4592-01 |
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CFTC's Futures and Options Combined Commitments of Traders Report Now Available Weekly , 4591-01 |
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REPUBLIC NEW YORK SECURITIES CORPORATION PAYS $5 MILLION CIVIL MONETARY PENALTY FOR MISLEADING INVESTORS IN COMMODITY FRAUD; CFTC Files and Settles Action Against Republic for Its Role in a Ponzi Scheme That Defrauded Investors World-Wide and Resulted in Losses of Over $700 Million , 4590-01 |
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Options Clearing Corporation Approved to Clear Commodity Futures , 4589-01 |
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CFTC Announces New Temporary Location for Its New York Regional Office , 4588-01 |
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CFTC's Technology Advisory Committee Subcommittees Release Interim Reports , 4587-01 |
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Commodity Trading Advisor Settles Government Fraud Charges; CFTC Orders Nicholas J. Nickolaou to Pay Restitution and Penalties For Fraudulently Soliciting the Public to Buy His "Wisdom of the Ages" Trading System, , 4586-01 |
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CFTC SEEKS TO SUSPEND OR RESTRICT REGISTRATION OF MIDLAND EURO, INC. OF CALIFORNIA; Midland Euro's Membership With the National Futures Association Was Recently Suspended , 4585-01 |
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CFTC Issues Consumer Advisory Warning the Public About Commodity Scams Arising Out of The Tragic Events of September 11, 2001 , 4584-01 |
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CFTC SETTLES FRAUD CASE AGAINST COMMODITY TRADING ADVISORS; CFTC Finds that Currency Trading Systems, its President, Joyce Roeder, and Others Fraudulently Solicited the Public to Attend Commodity Trading Seminars; CFTC Imposes Permanent Trading Ban on Roeder and Company and Orders Payment of Restitution and Penalties , 4583-01 |
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CFTC's Technology Advisory Committee to Meet in Chicago on November 27, 2001 , 4581-01 |
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New York Trader Sued for Defrauding Employer; CFTC Files and Settles Action Against Robert Ryan and Permanently Bans Him from Futures Trading and Fines Him $40,000 , 4580-01 |
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CFTC Recognizes First Offshore Clearinghouse Under CFMA , 4579-01 |
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CFTC and SEC Extend Comment Periods for Joint Rules Relating to Margin Requirements and Treatment of Customer Funds for Security Futures Products to December 5, 2001 , 4578-01 |
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Two Texas Men Sued for Defrauding Former Employer; CFTC Charges Clay Krhovjak and Paul Cochran in Fraudulent Allocation Scheme , 4577-01 |
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CFTC Adopts Rules on Listing Standards and Conditions for Trading Futures Products , 4576-01 |
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CFTC Adopts More Flexible Regulations for Intermediaries , 4575-01 |
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COLORADO MAN BANNED FOR UNAUTHORIZED COMMODITY TRADING; CFTC Imposes Trading Ban on Dale Luther Mock , 4574-01 |
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CFTC's Division of Trading and Markets Clarifies Certain Exemptive Relief , Advisory 42-01 |
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CFTC Charges Texas Commodity Broker with Fraud; CFTC Alleges that D. Michael Sheaves Fraudulently Omitted Significant Trading Losses , 4573-01 |
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CFTC Requests Records Search by Futures-Related Entities Following Attacks , 4572-01 |
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CFTC and SEC Propose Joint Rules Relating to Margin Requirements and Treatment of Customer Funds for Security Futures Products , 4571-01 |
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CFTC Provides Additional Relief to Futures Industry Following Attacks , 4570-01 |
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CFTC Acting Chairman James Newsome and Key Staff Members Travel to New York to Meet With the Commission's New York Regional Staff , 4569-01 |
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GEORGIA INTERNET PROMOTERS CHARGED WITH COMMODITY FRAUD; CFTC Alleges that George Heffernan and Ellery Coleman Made False Claims Concerning Profits Generated by Commodity Trading Systems; Defendants Also Alleged to Have Violated CFTC Orders Issued Against Them in September and May 2000 , 4568-01 |
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Closing of the Securities and Futures Markets on Wednesday , 4567-01 |
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Canadian Resident and His Offshore Company Charged with Defrauding U.S. and Canadian Investors Through A Commodity Scam; CFTC Alleges That Defendants Andrew Duncan and Aurum Society, Inc. Operated "Ponzi" Scheme and Fraudulently Obtained Over $3 Million from Customers; Defendants also Alleged to have Misappropriated Funds, , 4565-01 |
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Iowa Commodities Speculator Settles Government Charges; CFTC Bans Frederick Mersch From Trading For Two Years For False Reporting and Exceeding Trading Limits on Frozen Pork Belly Futures , 4566-01, |
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CFTC Charges Los Angeles Commodity Broker with Fraud; CFTC Alleges that Broker Alfred Gladstone Fraudulently Claimed That He Made Millions In Profits When In Fact, His Customers Had Net Losses Of Over $1 Million; Although 99% Of His Customers Lost Money, Broker Told Them That Their Investments Were "a Sure Bet", , 4564-01 |
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CFTC's Latest Action Part of Nationwide Crackdown on Foreign Currency (Forex) Scams; Complaint Charges Defendants with Defrauding U.S. and Canadian Citizens; Telemarketers Used High-Pressure Sales Tactics to Solicit Customers , 4563-01 |
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Georgia Defendants Settle Commodity Fraud Charges; CFTC Permanently Bans James E. Stephens, III, and Trendsystems, Inc. from Trading on Behalf of Others , 4562-01 |
