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CFTC Orders the Chicago Board of Trade to Change Delivery Specifications For Its Corn and Soybean Futures Contracts , 4077-97 |
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CFTC Issues Order Granting CME a Dual Trading Exemption for the S&P 500 Futures Contract Market and A Proposed Order Granting CME Conditional Dual Trading Exemptions for Seven Other High-Volume Contract Markets , 4076-97 |
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CFTC Issues Proposed Order Granting CBT Conditional Dual Trading Exemptions for 13 High-Volume Contract Markets , 4075-97 |
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Pennsylvania Court Issues Permanent Injunction Against Robert H. Rutman in CFTC Anti-Fraud Enforcement Action, Effectively Barring Him From the Futures Industry , 4074-97 |
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CFTC Notifies the New York Futures Exchange of the Results of A Rule Enforcement Review , 4073-97 |
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Year 2000 Computer Problem , 55-97 |
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Commodity Derivatives Regulator Publish Guidance on Strengthening the Supervision of International Markets , 4072-97 |
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CFTC ALJ Finds First Commercial Financial Group, Inc. (FCFG) Mark E. Rehn and John A. Hermanson Liable for Violating Capital Requirements and Filing False Reports in Connection With Check-Kiting Scheme , 54-97 |
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CFTC Accepts Settlement Offer of Edward T. Hamlet of Boca Raton, Florida Finding The He Aided and Abetted Commodity Fraud , 4071-97 (CFTC Docket No. 94-14) |
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CFTC Proposes Pilot Program for Agricultural Trade Options , 4070-97 |
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CFTC's Agricultural Advisory Committee to Meet on October 29, 1997 , 4069-97 |
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Memorandum of Understanding Between the SEC, CFTC, Bank of England and Financial Services Authority , 4068-97 |
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CFTC Make Its Strategic Plan Available , 51-97 |
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CFTC Files Civil Injunctive Complaint and Motion of Preliminary Injunction Against Brien Sullivan of Honolulu, Hawaii , 4067-97 (97-Civ-01478) |
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CFTC Charges Global Link Miami Corporation and Three Individuals with Fraud in the Offer and Sale of Illegal Futures Contracts , 4066-97 (CFTC Docket 98-1) |
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U.S. District Court Grants Summary Judgment to CFTC in Fraud Action Against Richard E. Maseri of Boca Raton, FLA., and Private Research, Inc. , 4065-97 |
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The CFTC and The German Bundesaufsichtsamt Für Den Wertpapierhandel Sign Mou , 4064-97 |
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Preliminary Injunction Entered Against FTI Financial Group of Toledo, Ohio, and Three of Its Partners in CFTC Anti-Fraud Enforcement Action , 4063-97 |
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New York Federal Court Denies Motion to Dismiss in Case Brought By CFTC Involving Commodity Trading Advice Given Through Computer Software , 4062-97 Full text of Opinion and Order |
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Permanent Injunction and Multimillion Dollar Disgorgement Order Entered Against Carrington Financial Corp., Marc S. Wuensch, and A. Francis Sidoti in CFTC Anti-Fraud Action , 4061-97 |
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CFTC Notifies the Chicago Mercantile Exchange Clearing House of the Results of Its Review of the CME Clearing House's Compliance with the Commission's Segregation and Related Recordkeeping Rules , 4060-97 |
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CFTC Notifies the Board of Trade Clearing Corporation of the Results of Its Review of the BOTCC's Compliance with the Commission's Segregation and Related Recordkeeping Rules , 4059-97 |
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CFTC Completes Comprehensive Horizontal Rule Enforcement Review of Exchange Broker Association Programs , 4058-97 |
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CFTC Files Statutory Disqualification Action Against Mark S. Shaner, Effectively Barrring Him From the Futures Industry , 4057-97 |
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Illinois Court Permanently Bars Anthony S. Ramirez and Abacus Investment Group Inc., From the Futures Industry , 4056-97 |
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Tennessee Court Issues Preliminary Injunction in CFTC Enforcement Action Against Ronald Barback , 4055-97 |
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CFTC Announces Availability of the <i>International Regulation of Derivative Markets, Products and Financial Intermediaries</i> and <i>1997 Status Report on Exchange-Traded Derivatives Markets in Emerging and Developing Countries</i> , 4054-97 |
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CFTC Seeks Comment on Its long-Term Strategic Plan , 4053-97, |
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California Court Issues Temporary Restraining Order and Asset Freeze Order in CFTC Enforcement Action Against L.A. Forex, Inc. and Two Individuals, All of Redondo Beach, California , 4052-97 |
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CFTC Notifies the Chicago Board of Trade That Its Proposal to Change Its Corn and Soybean Futures Contracts Does Not Satisfy the Terms of the Statute and Proposes to Change and to Supplement the CBT Proposal , 4051-97 |
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CFTC Files Anti-Fraud Enforcement Action in New Yourk Federal Court Against Templer International, Ltd., Worldwide Commodities, Ltd., Worldwide's President William Sanchez, and Templer's President Brian Willis , 4050-97 |
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CFTC Files Anti-Fraud Enforcement Action Against Willy Kerzinger of Michigan and Simultaneously Accepts Settlement Barring him from the Industry and Requiring him to Pay Disgorgement , 4049-97 |
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CFTC Proposes Amending Rules Governing Risk Disclosure Obligations of FCMs and IBs , 4048-97, |
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CFTC Announces Appointment of Thomas J. Erickson as Director, Office of Legislative & Intergovernmental Affairs , 4047-97 |
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I. Michael Greenberger to Head CFTC's Division of Trading and Markets , 4046-97 |
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CFTC Files Two Count Anti-Fraud Enforcement Action Against Ronald Barback, A Tennessee-Based Commodity Trading Advisor , 4045-97 |
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New York Court Issues <i>Ex Parte</i> Asset Freeze Order in CFTC Enforcement Action Againt Oscar A. Klitin and Klitin Associates, II, Both of Great Neck, New York , 4044-97 |
