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CFTC Files Enforcement Action Against First Capital Strategists of York, Pennsylvania, and the Four Partners of the Firm and Simultaneously Accepts Respondents' Settlement Offer , 4043-97 |
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CFTC Charges Global Currencies, Ltd., Leon Levitis, Ilya Levitis, Alex Efrosman, and Paul Manfre with Fraud in the Sale of Illegal Foreign Currency Futures Contracts , 4042-97 |
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Rule Enforcement Review of the National Futures Association's Compliance Program for CPOs and CTA's , 4041-97 |
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U.S. District Court Dismisses First Amendment Challenge to Commodity Trading Advisor Registration Requirement , 4040-97 |
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CFTC Files Administrative Complaint Charging Curtis McNair Arnold and London Financial, Inc. with Fraud and Failure to Register in Commection with Marketing, Sale and Trading of "Pattern Probability Strategy" Trading System, , 4039-97 |
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CFTC Prevails in Action to Enforce Administrative Subpoenas , 4038-97 |
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CFTC Files and Settles Administrative Proceedings against Visioneering Resarch & Development Co., and Robert W. Everson for Violations of the Commission's Performance Record Regulations , 4037-97 |
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CFTC Discontinues Off-Exchange Task Force , 38-97 |
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CFTC Issues Guidance Concerning Electronic Delivery of Disclosure Documents by Commodity Pool Operators and Commodity Trading Advisors , #4036-97 |
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Commissioner Dial and CFTC Staff to Participate in Public Forum on Agricultural Trade Options at National Cattlemen's Beef Association Mid-Year Meeting in Reno , #4035-97 |
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CFTC SEEKS PUBLIC COMMENT RELATING TO THE DELIVERY SPECIFICATIONS OF THE CBT WHEAT FUTURES CONTRACT , Advisory: 34-97 |
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CFTC ESTABLISHES OFFICE OF INTERNATIONAL AFFAIRS , #4034-97 |
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Pennsylvania Court Issues Consent Decree And Order Of Preliminary Injunction in CFTC Action Against Robert H. Rutman , #4033-97 (Civ. Action No. 97-CV-3141) |
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Texas Court Issues Permanent Injunction In CFTC Action Against Eugene Morris Walter And Orders him To Pay Customer Restitution # , 4032-97 (3-96-CV-2734-T) |
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CFTC Files and Settles Administrative Proceeding Against Mitsubishi Corp., Merrill Lynch Futures, Inc., Country Hedging, Inc., and Charles B. Soule for Wash Sales Violations , #4031-97 (CFTC Docket #97-10) Full Text of Order |
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CFTC Charges California Company, Its President and Three of the Firm's Telemarketers with Fraud in Sale of Illegal, Off-Exchange Precious Metals Futures Contracts Nationwide , #4030-97 (Civ. 97-4443) Full Text of Complaint |
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CFTC Files Anti-Fraud Enforcement Action Against Murray Ira Rosenberg (d/b/a Pro Broker Services, Inc.) of Mullica Hill, New Jersey , #4029-97 (Civ 97-2927) |
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CFTC To Hold Public Meetings On Whether To Lift The Prohibitions On Certain Agricultural Trade Options , #4028-97 |
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CFTC Issues Guidance to Futures Commission Merchants Permitting Use of Electronic Media to Deliver Monthly, Confirmation and Purchase-and-Sale Statements and to Retain Related Records , #4027-97 |
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CFTC Files Action Against Michael Myatt, Pragmacapital Corporation, And The Berkshire Internation Hedge Fund L.P. II, All Of Beaverton, Oregon, Seeking Permanent Injunction , #4026-97 |
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CFTC to Hold Public Meeting to Receive Oral And Written Statements Relating to the Delivery Specifications of the CBT Corn And Soybean Futures Contracts , #4025-97 |
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CFTC Files Enforcement Action Charging Kevin A. Marshburn and Prudential Securities 4023-97 ( , CFTC Docket #97-8 Full text of Complaint |
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CFTC Charges Mass Media Marketing, Commodity Referral Service, Inc., and Rolando Nanasca , 4020-97 (Civ ---) Full Text of Complaint |
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CFTC Files Anti-Fraud Enforcement Action Against Robert H Rutman , #4019-97 |
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Agricultural Trade Options White Paper to be Released at May 14, 1997, Meeting of CFTC Agricultural Advisory Committee , #4018-97 |
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CFTC Approves Trading Link Between Chicago Board of Trade and London International Financial Futures Exchange , #4017-97 |
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CFTC Grants a Dual Trading Exemption to the Comex Division of the New York Mercantile Exchange , #4016-97 |
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CFTC Requires Chicago Board of Trade to Notify All Soybean and Corn Market Participants that the Commission has not Approved the Listing of July and November 1999 Soybean Contracts and July and December 1999 Corn Contracts , Advisory: 24-97 |
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CFTC Files Charges Against AVCO Financial Corp. , 4015-97 (97Civ-3119) Full Text of Complaint |
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CFTC Accepts Settlement Offer of Christopher Engel , #4014-97 (CFTC Docket No. 93-5) |
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CFTC Extends Public Comment Period on Responses of the CBT to Notification to Amend Delivery Specifications for Its Corn and Soybean Contracts , Advisory: 21-97 |
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Open Meeting Scheduled for Thursday, April 24, 1997 Cancelled. , Advisory: 20-97 |
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U.S. District Court in Illinois Issues Permanent Injunction in CFTC Anti-Fraud Action Against Gary Bruce Anderson # , 4013-97 (Civ 95-C-5422) |
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EX PARTE Asset Freeze Ordered by California Court in CFTC Enforcement Action Against AC Trading , #4012-97 (Civ 97-1360) |
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Exemption for CPOs of Certain Publicly Offered Pools from Rule 4.26(B) Requirement to Deliver the Most Recent Annual Report together with the Pool's Disclosure Document , Advisory: 18-97 |
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CFTC Appoints Chicago Enforcement Division Regional Counsel , #4011-97 |
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CFTC Signs MOU With USDA to Assist in Risk Management Education Effort , #4010-97 |
