|
|
CFTC Files Satutory Disqualification Action Against Kevin Michael Hanley and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration. , 4009-97 (CFTC Docket No. SD 97-4) |
|
|
Federal Court Approves CFTC Settlement with Yuan-Yi Lao Who Was Charged With the Unlawful Offer and Sale of Foreign Currency Futures , #4008-97 (CV-93-0088) |
|
|
CFTC Settles Complaint Against Two CME Floor Brokers -- Timothy Scott Fox and James Michael Garrity-- Charged in 1995 in Connection with Pork Belly Futures Trading , #4006-97 (CFTC Docket 95-6) |
|
|
CFTC Files Complaint Charging Eugene Lyon Jewett, II, of Los Angeles with Violating Federal Commodity Law , #4005-97 (CFTC Docket 97-7) |
|
|
CFTC Announces Results of Recent Rule Enforcement Review of the Chicago Board of Trade , #4004-97 |
|
|
Six Additional Countries Sign declaration on Cooperation and Supervision Covering International futures Markets , #4003-97 |
|
|
CFTC Accepts Settlement Offer from John P. Gandolfo , #4002-97 (CFTC Docket #93-2) |
|
|
CFTC Accepts Settlement Offer from Craig W. Effron , #4001-97 (CFTC Docket 93-2) |
|
|
CFTC Issues Statutory Disqualification Against James P. Graeber, Jr. and Simultaneously Accepts His Offer, Which Includes a Two Year Period of Restricted Registration #4000-97 , (CFTC Docket No. SD 97-2) |
|
|
CFTC Announces First Cross-Border Testing of Market Emergency Coordination Procedures , #3999-97 |
|
|
Advisory: CFTC Receives Report From NFA Concerning Telemarketing Practices , Advisory:11-97 |
|
|
CFTC Takes Further Action to Encourage Automation , #3998-97 |
|
|
CFTC Complaint Charges Sean G. Kelly With Failure to Keep and Maintain Books and Records , #3997-97 (CFTC Docket #97-6) |
|
|
CFTC Accepts Settlement Offer from Mark J. Sitzmann, David E. Sitzmann, and Sitzmann Commodities Inc., In Connection with CFTC Action Filed in 1996 , #3996-97 (CFTC Docket # 96-5) |
|
|
Florida Court Issues Permanent Injunction Against James V Dowler, Jr and Dowler & Beekman Trading Co. , #3995-97 (Civ 96-14284) |
|
|
CFTC Approves Final Rules for Fast-Track Approval Of New Contracts and Contract Amendments, and Approves the CS&CE's BFP (Milk) Futures and Options , #3994-97 |
|
|
Permanent Injunction Issued Against Edward M. Collins of Hoffman Estates, Illinois, in CFTC Anti-fraud Action Filed in 1994 , #3993-97 (94-C4375) |
|
|
Permanent Injunction Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood , #3992-97 (CV-97-0777) |
|
|
<i>EX PARTE</i> Asset Freeze Order Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood, California , #3991-97 (CV97-0777RSWL) |
|
|
U.S. District Court In Colorado Issues Orders Of Permanent Injunction In CFTC Anti- Fraud Action Against Brian Prendergast Of Colorado And Joel De Angelis Of California In 1996 Prism Case , #3990-97 |
|
|
CFTC Notifies the New York Cotton Exchange of the Results of Its Recent Review of the Exchange's Financial and Sales Practice Compliance Program , #3988-97 |
|
|
CFTC Accepts Settlement Offer in Statutory Disqualification Action Against CBOT Floor Broker Richard C. Hayes, Which Includes Revocation of Hayes' Registration , #3985-97 |
|
|
CFTC Prevails In Action to Enforce Aministrative Subpoenas Requiring Testimont And Production of Documents Related to London Financial, Inc., of Jupiter, Florida , #3984-97 |
|
|
CFTC Notifies CBT that the Delivery Terms of its Corn and Soybean Futures Contracts Do Not Satisfy the Statutory Objectives of the Commodity Exchange Act , #3983-96 |
|
|
CFTC to Vote on a Staff Recommendation Regarding Delivery Point Specifications of the Chicago Board of Trade's Corn and Soybean Futures Contracts , #3982-96 |
|
|
CFTC Appeals Frankwell Bullion Ltd., Et. Al. Decision , #3981-96 |
|
|
CFTC's Division of Enforcement Establishes Virtual Open House on World Wide Web; Defendant Donald Chancey's Property to be Auctioned to Recover Funds Allegedly Embezzled in Commodities Scheme , #3980-96 |
|
|
CFTC Postpones Effective Date For Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors , #3979-96 Related Interpretation |
|
|
CFTC Appoints Marvin Jackson To Be Eastern Regional Office Coordinator , #3978-96 |
|
|
CFTC Settles Statutory Disqualification Action Against CBOT Floor Broker Timothy J. Murphy; Conditions Murphy's Registration for a Two-Year Period , #3977- 96 (CFTC Docket SD 96-10) |
|
|
Florida District Court Judge Grants CFTC A Permanent Injunction Against JDI Limited D/B/A Future Vision, Richard A. Bandemer And Frederick W. Taft, Banning Defendants From The Futures Industry And Ordering Disgorgement, Among Other Sanctions , #3976-96 (Civ 95-6221) |
|
|
New York Federal Disctrict Court Dismisses Action Against CFTC Filed By AVCO Financial Corporation , #3975-96 |
|
|
CFTC Files Statutory Disqualification Action Against John P. Larocque And Simultaneously Accepts His Settlement Offer, Which Includes A Two-Year Period Of Conditioned Registration , #3974-96 (CFTC Docket SD 97-1) |
|
|
CFTC Approves CME's Dow Jones Taiwan Stock Index Futures And Option Contracts , 3973-96 |
|
|
Commission Receives Staff Report On CBT March 1996 Wheat Futures Contract Expiration And Institutes A Review of Exchange Disciplinary Actions , #3972-96 |
|
|
CFTC Seeks Subpoena Enforcement To Compel Testimony And Production Of Records Related To London Financial, Inc., Of Jupiter, Florida, And Two Individuals. , #3971-96 |
|
|
Commodity Derivatives Regulators Set Out , Program to Strengthen Supervision of International Markets |
