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CFTC Staff to Host a Public Roundtable to Discuss Risk Management Practices by Commodity Pool Operators , 6879-14 |
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CFTC Staff Issues an Extension of Time-Limited No-Action Relief to Eurex Clearing , 6878-14 |
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CFTC Announces that Bloomberg SEF LLC Available-to-Trade Determinations Are Self-Certified , 6877-14 |
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U.S. Commodity Futures Trading Commission and Financial Services Agency of Japan Sign Memorandum of Cooperation to Enhance Supervision of Cross-Border Regulated Entities , 6876-14 |
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Federal Court in Illinois Imposes over $3.5 Million in Sanctions against Dimitry Vishnevetsky and his Company, Oxford Capital, for Orchestrating Commodity Fraud Schemes and Misappropriation , 6875-14 |
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CFTC Provides Time-Limited No-Action Relief to Certain Affiliated Counterparties , 6874-14 |
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CFTC, FERC Implement Information Sharing MOU , 6873-14 |
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CFTC Staff to Host Public Roundtable to Discuss Dodd-Frank End-User Issues , 6872-14 |
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CFTC Staff Re-Issues Frequently Asked Questions on Commodity Options , 6871-14 |
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Federal Court Orders Arizona Resident Ray Thomas Brown to Pay over $1.2 Million for Solicitation Fraud and Misappropriation in Operating Two Commodity Scams , 6870-14 |
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CFTC Obtains Default Judgment against Altamont Global Partners LLC and John G. Wilkins for Commodity Pool Fraud, Misappropriation, and Making False Statements to National Futures Association , 6869-14 |
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CFTC Obtains Permanent Injunction Orders and Monetary Sanctions against Susan G. Davis, David E. Howard II, and Joseph Burgos for Fraudulent Solicitation of Managed Foreign Currency Trading Accounts , 6868-14 |
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CFTC Charges Melody Nganthuy Phan of California and Her Companies, My Forex Planet, Inc., Wal Capital, S.A., and Top Global Capital, Inc., with Operating a Fraudulent $3.7 Million Off-Exchange Forex Scheme , 6867-14 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues a Staff Advisory on Best Practices for Complying with the Gramm-Leach-Bliley Act Security Safeguards , 6866-14 |
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CFTC Revokes Registrations of Colorado-Based Forex Company, Veruus Wealth Management, LLC , 6865-14 |
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CFTC Staff Issues No-Action Letter for Southwest Power Pool , 6864-14 |
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CFTC Seeks to Revoke the Registrations of Abdul Sultan Walji and His Company, Arista LLC, Based on Court’s Permanent Injunction Order Prohibiting Them from Committing Fraud and on Walji’s Conviction for Criminal Commodities Fraud , 6863-14 |
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CFTC Seeks to Revoke Registration of Introducing Broker iFinix Futures, Inc. , 6862-14 |
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CFTC Revokes Registrations of Oregon Resident Joshua W. Wallace and His Company, System Capital, LLC , 6861-14 |
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CFTC Charges Ron Earl McCullough and David Christopher Mayhew with Fraudulent Solicitation, False Statements, and Misappropriation of More than$1.6 Million of Customer Funds , 6860-14 |
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CFTC Orders Florida-based Worth Asset Management and its Owner, Paul L. Kaulesar, to pay over $6.2 Million in Restitution and a Fine for Multi-Million Dollar Fraudulent Precious Metals Scheme , 6859-14 |
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CFTC Revokes Registration of Commodity Trading Advisor Prestige Capital Advisors, LLC , 6858-14 |
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Statement by the CFTC and the European Commission on progress relating to the implementation of the 2013 Path Forward Statement , 6857-14 |
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CFTC Requests Public Comment on a Petition Submitted by LCH.Clearnet Ltd for an Amendment to its Orders of Registration as a Derivatives Clearing Organization , 6856-14 |
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Federal Court Orders North Carolina Resident Michael Anthony Jenkins and his Company, Harbor Light Asset Management, to Pay over $5.2 Million for Solicitation Fraud, Misappropriation, and Embezzlement in a Ponzi Scheme , 6855-14 |
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Federal Court in Nebraska Imposes More than $10 Million in Sanctions against Michael B. Kratville, Jonathan W. Arrington, Elite Management Holdings Corp., and MJM Enterprises LLC for Commodity Pool Fraud , 6854-14 |
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CFTC Announces Measures to Promote Trading on Swap Execution Facilities and Support an Orderly Transition to Mandatory Trading , 6853-14 |
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CFTC’s Division of Clearing and Risk Issues No-Action Letter for ASX Clear (Futures) Pty Limited , 6852-14 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Additional Guidance to Futures Commission Merchants and Depositories Regarding Procedures for New Filing Requirements , 6851-14 |
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Federal Court in Florida Orders James Burbage, Frank Gaudino, and Their Companies to Pay over $5 Million in Restitution and Penalties to Settle Charges Related to Illegal, Off-Exchange Precious Metals Transactions , 6850-14 |
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CFTC Announces Agenda for Upcoming Global Markets Advisory Committee Meeting , 6849-14 |
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CFTC Revokes the Registrations of Chicago Trading Managers LLC , 6847-14 |
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CFTC Obtains Court Order against Arizona Resident Thomas L. Hampton for Issuing False Account Statements and Operating as an Unregistered Commodity Pool Operator , 6846-14 |
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CFTC’s Division of Market Oversight to Host Public Roundtable Regarding the Trade Execution Requirement and Package Transactions , 6845-14 |
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CFTC Announces Agenda for the Upcoming Public Meeting of the Technology Advisory Committee , 6844-14 |
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The Commodity Futures Trading Commission’s Division of Market Oversight Announces Trade Execution Mandate for Certain Credit Default Swaps , 6843-14 |
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Commodity Futures Trading Commission’s Global Markets Advisory Committee to Meet February 12, 2014 , 6842-14 |
