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CFTC Staff Issues an Extension of Time-Limited No-Action Relief to LCH and Nodal , 6953-14 |
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CFTC Staff Issues an Extension of Time-Limited No-Action Relief to LCH , 6952-14 |
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Gretchen Lowe Announced Principal Deputy Director and Chief Counsel of the Division of Enforcement , 6951-14 |
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Federal Court in Utah Imposes over $44 Million in Sanctions against Robert Andres and His Company, Winsome Investment Trust, and Robert Holloway and His Company, US Ventures, for Commodity Pool Fraud and Misappropriation , 6950-14 |
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CFTC Chairman Tim Massad Announces Staff Appointments , 6949-14 |
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J. Christopher Giancarlo Sworn In as a Commissioner of the U.S. Commodity Futures Trading Commission , 6948-14 |
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CFTC Obtains Default Judgment against New York-based SK Madison Commodities, LLC and its Principals, Michael James Seward and Yan Kaziyev, for Commodity Pool Fraud and Other Violations , 6947-14 |
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CFTC Chairman Massad Announces the Appointment of Aitan Goelman as Director of Enforcement , 6946-14 |
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Sharon Bowen Sworn In as a Commissioner of the U.S. Commodity Futures Trading Commission , 6945-14 |
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Timothy Massad Sworn In as Chairman of the U.S. Commodity Futures Trading Commission , 6944-14 |
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U.S. Commodity Futures Trading Commission and Australian Authorities Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Clearing Organizations , 6943-14 |
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CFTC Staff Issues Extension to Time-Limited No-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations , 6942-14 |
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CFTC Vacates New York Portfolio Clearing, LLC’s Registration as a Derivatives Clearing Organization , 6941-14 |
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CFTC Grants Order to ICE Clear Europe Permitting Portfolio Margining of Futures and Foreign Futures Contracts , 6940-14 |
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CFTC Staff Issues Time-Limited No-Action Letter for Canadian Swap Dealers Concerning Quarterly Risk Exposure Reports , 6939-14 |
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CFTC Announces Agenda for the Upcoming Public Meeting of the Technology Advisory Committee , 6938-14 |
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CFTC Staff to Host a Public Roundtable to Discuss Position Limits for Physical Commodity Derivatives , 6937-14 |
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Acting Chairman Mark Wetjen Announces Three Actions to Protect Liquidity for Certain End-Users, Further Consider Certain Hedging Practices, and Promote Trading on SEFs and DCMs , 6936-14 |
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CFTC Wins Fraud Trial against Hunter Wise Related Precious Metals Firms and Their Owners , 6935-14 |
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CFTC Charges Florida Residents Cindy and Paul Vandivier and Their Company, Mintline, Inc., with Fraud in Connection with Illegal, Off-Exchange Commodity Transactions , 6934-14 |
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CFTC Issues First Whistleblower Award , 6933-14 |
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Global Futures & Forex, Ltd. Ordered to Pay $200,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules , 6932-14 |
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CFTC Charges Florida-Based Palm Beach Capital LLC and Lawrence Scott Spain with Engaging in Illegal, Off-Exchange Precious Metals Transactions , 6931-14 |
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CFTC Charges RP Martin Holdings Limited and Its Subsidiary, Martin Brokers (UK) Limited, with Manipulation and Attempted Manipulation of Yen Libor , 6930-14 |
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CFTC’s Division of Market Oversight Extends Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited , 6929-14 |
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CFTC’s Technology Advisory Committee to Meet on June 3, 2014 , 6928-14 |
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CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to Clear Markets North America, Inc , 6927-14 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Announces Streamlined Approach for Considering Requests for Relief from Registration for Delegating Commodity Pool Operators , 6926-14 |
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CFTC’s Global Markets Advisory Committee to Meet May 21, 2014 , 6925-14 |
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CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to ICAP Global Derivatives Limited , 6924-14 |
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CFTC Amends Complaint against Banc de Binary, Ltd. to Charge Three Affiliated Corporate Entities with Violating the CFTC’s Ban on Trading Options Contracts Off-Exchange , 6923-14 |
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CFTC’s Division of Clearing and Risk Issues No-Action Letter for OTC Clearing Hong Kong Limited , 6922-14 |
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CFTC Announces Departure of Legislative Affairs Director John Riley , 6921-14 |
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CFTC Expands Portal Capabilities to Make Market Participant Electronic Submissions Easier, more Efficient , 6920-14 |
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Federal Court Freezes Assets of EJS Capital Management, LLC, Alex Vladimir Ekdeshman and Edward J. Servider and Relief Defendants in CFTC Action Charging Misappropriation of Nearly $2 Million in Ongoing Forex Fraud Scheme , 6919-14 |
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CFTC Further Implements Trade Execution Mandate , 6918-14 |
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Federal Court Orders James C. Yadgir of Palatine, Illinois to Pay $130,000 Penalty for Violating Speculative Position Limits for Cattle Futures , 6917-14 |
