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CFTC Orders Citigroup Inc. and Citigroup Global Markets Ltd. to Pay $525,000 Penalty for Violating Wheat Futures Speculative Position Limits , 6358-12 |
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CFTC Obtains Default Judgment and Permanent Injunction Order against ProfitStars Intl, Corp. and Ulysis Starling for Engaging in a Business that Operated as a Deceit and Violating a Regulatory Disclosure Requirement , 6357-12 |
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CFTC Seeks to Revoke the Commodity Trading Advisor Registration of Pro Trading Course, LLC , 6356-12 |
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CFTC Approves Application of DTCC Data Repository, LLC for Provisional Registration as a Swap Data Repository , 6355-12 |
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CFTC Charges Grahame Rhodes of Missouri with Fraud, Misappropriation, and Commingling Funds in Multi-Million Dollar Commodity Pool Ponzi Scheme , 6354-12 |
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CFTC Charges Australian Resident Senen Pousa, U.S. Resident Joel Friant, and Their Company, Investment Intelligence Corp., with Operating a Fraudulent $53 Million Worldwide Off-Exchange Forex Scheme; Michael Dillard and Elevation Group Also Charged , 6353-12 |
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CFTC Charges Florida Resident William Jeffery Chandler with Forex Fraud and Misappropriation , 6352-12 |
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CFTC Seeks Public Comment on Request from ICE Clear Europe for Order Permitting Portfolio Margining of Futures and Foreign Futures Contracts , 6351-12 |
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CFTC Seeks to Revoke Registrations of Linda Faye Harris and her companies, CDH Forex Investments, LLC and CDH Global Holdings, LLC , 6350-12 |
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CFTC Meeting Scheduled for September 12, 2012, Has Been Cancelled , 6349-12 |
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CFTC Staff Responds to Questions on Timing of Swap Dealer Registration Rules , 6348-12 |
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CFTC Charges Lincolnshire Trading Partners, LLC. and Scott Geisinger with Registration Violations , 6347-12 |
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CFTC Charges Nikolai S. Battoo and Four Companies He Controls with Fraud In Connection With Commodity Pools that Accepted Over $140 Million from U.S. Investors , 6346-12 |
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Federal Court in Tennessee Orders Blue Sky Capital Management Corp. and its Principal, Gregory M. Schneider, to Pay $140,000 for Making False Statements to the National Futures Association , 6345-12 |
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CFTC to Hold Open Meeting to Consider Proposed Rules on Enhancing Customer Protections and Final Rules on Adaptation of Existing Regulations to Incorporate Swaps , 6344-12 |
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Federal Court in California Orders Charles Steven Goodie and His Business, CSG Commodity Service Group, to Pay Nearly $1.2 Million to Settle CFTC Commodity Pool Fraud Action , 6343-12 |
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Federal Court in Texas Orders Christopher B. Cornett to Pay over $17 Million in Sanctions in Foreign Currency Fraud Action , 6342-12 |
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CFTC Charges Californian Jeffrey Gustaveson with Fraud, Misappropriation, and Issuing False Statements in Commodity Pool Scheme , 6341-12 |
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CFTC Charges Texas Resident Jonathan Hansen and His Company, J. Hansen Investments, LLC, with Commodity Pool Fraud, Misappropriation, and Commingling of Funds , 6340-12 |
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CFTC Charges California Resident Marc Perlman and his company, iGlobal Strategic Management, LLC, with Solicitation Fraud and Misappropriation in Commodity Pool Ponzi Scheme , 6339-12 |
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CFTC Certifies Euro STOXX 50 Ex Financials Index Futures Contract Submitted by Eurex Deutschland , 6338-12 |
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CFTC Orders Foreign Traders SMP Bank and Epaster Investments, Ltd. to Pay $980,000 for Engaging in a Wash Sale Scheme in the CME’s Japanese Yen Options Contract , 6337-12 |
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CFTC Issues Final Rules Establishing Swap Dealer and Major Swap Participant Requirements for Swap Trading Relationship Documentation, Swap Confirmation, Reconciliation and Compression of Swap Portfolios , 6336-12 |
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CFTC Seeks to Revoke Registration of Growth Capital Management LLC Based on CFTC Anti-Fraud Action , 6335-12 |
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CFTC Approves Conforming Amendments to Part 4 Regulations Governing Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors , 6334-12 |
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CFTC Charges Illinois Resident Donald A. Newell and his Company, Quiddity, LLC, with Running a Fraudulent Allocation Scheme, Making Material False Statements to the CFTC, and Recordkeeping Violations , 6333-12 |
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CFTC Issues Proposed Order to Exempt Certain Specified Transactions of Regional Transmission Organizations and Independent System Operators , 6332-12 |
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CFTC Announces Website for Market Participants to Register for CFTC Interim Compliant Identifiers (CICI) , 6331-12 |
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CFTC Issues Proposed Order to Exempt Certain Non-Financial Energy Derivative Transactions Between Government-Owned Electric Utilities and Cooperatively-Owned Electric Utilities , 6330-12 |
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CFTC Approves Conforming Rule on Registration of Intermediaries , 6329-12 |
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CFTC Proposes Inter-Affiliate Clearing Exemption , 6328-12 |
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CFTC Staff Grants Temporary No-Action Relief to Persons Eligible for the Trade Option Exemption , 6327-12 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Responds to Questions Regarding Recent Amendments to Compliance Obligations for Commodity Pool Operators and Commodity Trading Advisors , 6326-12 |
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CFTC Settles Action against Douglas Elsworth Wilson and Three California Companies for Solicitation Fraud, Misappropriating Customer Funds, and Issuing False Statements in Commodity Futures and Forex Scheme , 6325-12 |
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CFTC Charges Colorado Resident Michael Bruce Gale with Commodity Pool Fraud , 6324-12 |
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CFTC Requests Public Comment on Cantor Clearinghouse, LP Petition to Amend its Order of Registration as a Derivatives Clearing Organization , 6323-12 |
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CFTC Staff to Host a Public Roundtable to Discuss Additional Customer Protections , 6322-12 |
