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Federal Court in Idaho Orders Michael Justin Hoopes to Pay over $11.8 Million for Operating a Ponzi Scheme , 6321-12 |
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CFTC Charges California Resident Victor Yu and His Company, VFRS, LLC, with Multi-Million Dollar Forex Fraud and Failure to Register as a Commodity Trading Advisor , 6320-12 |
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CFTC Requests Public Comment on an Application by LCH.Clearnet SA for Registration as a Derivatives Clearing Organization , 6319-12 |
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CFTC Suspends Registrations of Chicago Mercantile Exchange Traders Christopher Foufas, William Kerstein, and Maksim Baron for Unlawful S&P 500 Trading , 6318-12 |
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CFTC Orders Interactive Brokers LLC, a Registered Futures Commission Merchant, to Pay $700,000 for Large Trader Reporting and Supervision Violations , 6317-12 |
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Public Meeting of the Technology Advisory Committee to be Held Tomorrow , 6316-12 |
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CFTC Charges Florida Residents Philip Leon, Paul Rangel, and John Wilkins and Their Company, Altamont Global Partners LLC, with Fraud and Misappropriation , 6315-12 |
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CFTC’s Division of Market Oversight Issues Temporary No-Action Relief from the Aggregation Requirements of the Commission’s Rule Regarding Position Limits for Futures and Swaps , 6314-12 |
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CFTC Seeks to Revoke Registrations of Brian Kim and his Company, Liquid Capital Management, LLC , 6313-12 |
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CFTC Approves Regulations to Phase in Compliance with Clearing Requirements of the Dodd-Frank Act , 6312-12 |
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CFTC Proposes Clearing Determination for Certain Credit Default Swaps and Interest Rate Swaps , 6311-12 |
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CFTC Announces Designation of DTCC-SWIFT as the Provider of CFTC Interim Compliant Identifiers , 6310-12 |
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CFTC Certifies Euro STOXX 50 Volatility Index Mini Futures Contract Submitted by Eurex Deutschland , 6309-12 |
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CFTC Orders LMC Asset Management, Inc. to Pay $140,000 Civil Penalty for Forex Registration Violations , 6308-12 |
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Federal Court in Missouri Orders Randall L. Stuckey and His Business Entities to Pay a $250,000 Penalty to Settle CFTC Forex Futures Fraud Action , 6307-12 |
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CFTC’s Division of Market Oversight Issues Temporary No-Action Relief to Non-Clearing Swap Dealers to Comply with Large Trader Reporting Requirements for Physical Commodity Swaps and Swaptions , 6306-12 |
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CFTC Announces Public Meeting of the Technology Advisory Committee , 6305-12 |
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Federal Court in California Orders Las Vegas Resident Gordon A. Driver and His Companies to Pay over $41 Million in Restitution and Penalties in Commodity Pool Ponzi Scheme , 6304-12 |
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CFTC Approves New Financial Rules Submitted by the National Futures Association to Strengthen the Protection of Customer Funds Held by Futures Commission Merchants , 6303-12 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Certain CPOs and CTAs to Meet Registration and Compliance Obligations , 6302-12 |
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CFTC Charges Houston-based Christopher Daley and his company, TC Credit Service, LLC, with Solicitation Fraud and Misappropriation in $1.4 Million Dollar Commodity Pool Scheme , 6301-12 |
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CFTC Files Complaint Against Peregrine Financial Group, Inc. and Russell R. Wasendorf, Sr. Alleging Fraud, Misappropriation of Customer Funds, Violation of Customer Fund Segregation Laws, and Making False Statements , 6300-12 |
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Federal Court in Texas Orders Robert Mihailovich, Sr. and Growth Capital Management LLC to Pay over $9.3 Million in CFTC Anti-fraud Action , 6299-12 |
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CFTC’s Division of Market Oversight Issues Letter to Market Participants Regarding Compliance with Large Trader Reporting System for Physical Commodity Swaps and Swaptions , 6298-12 |
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CFTC Reopens Public Comment Period on Margin Requirements for Uncleared Swaps , 6297-12 |
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CFTC Issues Final Order Amending the Effective Date for Swap Regulation Order Issued on July 14, 2011 , 6296-12 |
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CFTC to Hold Open Meeting to Consider Final Rule on the Further Definition of the term “Swap,” Final Rule on the End-User Exception to Clearing, and Proposed Rule to Exempt from Clearing Certain Swaps by Cooperatives , 6295-12 |
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CFTC Approves Phased Compliance Proposal for Certain Swap Regulations , 6294-12 |
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CFTC Approves Proposed Interpretive Guidance on Cross-Border Application of the Swaps Provisions of the Dodd-Frank Act , 6293-12 |
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CFTC Issues Order of Provisional Registration as a Swap Data Repository to ICE Trade Vault, LLC , 6292-12 |
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CFTC Approves Notice of Proposed Rulemaking to Enhance its Identification of Futures and Swap Market Participants , 6291-12 |
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CFTC Obtains Default Judgment against The Trade Tech Institute, Inc., Technology Trading International, Inc., and Robert Sorchini for Fraudulent Solicitation of Managed Commodity Trading Accounts and Obtains Consent Judgment against Richard Carter as Cont , 6290-12 |
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CFTC Orders Barclays to pay $200 Million Penalty for Attempted Manipulation of and False Reporting concerning LIBOR and Euribor Benchmark Interest Rates , 6289-12 |
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Federal Court in Florida Orders Over $2.5 Million in Sanctions against Abraham Gutterman and His Companies for Commodity Options Fraud and Misappropriation , 6288-12 |
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CFTC Approves Notice of Proposed Rulemaking Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements , 6287-12 |
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Federal Court in Texas Orders Linda Harris, Chance Harris, CDH Forex Investments, LLC, and CDH Global Holdings, LLC, to Pay over $5.4 Million in Restitution and a Monetary Sanction for Forex Fraud , 6286-12 |
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CFTC Will Not Hold June 21, 2012, Meeting , 6285-12 |
