Title: 14-153

File Link

/csl/14-153/download

CSL Letter Types

Advisories

CSL Divisions

DSIO

CSL Regulation Parts

1.55

3.3

CSL Tags

CCO

FCM

CSL Issuance Date

Mon, 12/22/2014 - 12:00

Description

DSIO guidance to chief compliance officers of FCMs, SDs, and MSPs on how to comply with the requirement under Commission Regulation 3.3(e) to prepare an annual report.