Title: 16-69

File Link

/csl/16-69/download

CSL Letter Types

Interpretative

CSL Divisions

DCR

CSL Regulation Parts

39.11

39.13

39.15

39.36

CSL Tags

Financial Resources

Risk

SIDCO

CSL Issuance Date

Mon, 08/08/2016 - 12:00

Description

Interpretation of CFTC regulations 39.11(e)(1); 39.13(g)(10); 39.15(c) and (e); and 39.36(f) in light of amendments to Securities and Exchange Commission rule 2a-7.