Title: 21-10

File Link

/csl/21-10/download

CSL Letter Types

No-Action

CSL Divisions

DMO

MPD

CSL Regulation Parts

5(d)(4)

1.3

3.10

38.250

38.251

38.252

38.253

CSL Tags

DCM

IB

Floor broker

COVID-19

CSL Issuance Date

Tue, 04/13/2021 - 12:00

Description

Partial continuation of no-action positions to facilitate physical separation of registrant personnel in response to the COVID-19 pandemic