21-10
Title: 21-10
File Link
Description
Partial continuation of no-action positions to facilitate physical separation of registrant personnel in response to the COVID-19 pandemic
21-05
Title: 21-05
File Link
Description
Partial continuation of no-action positions to facilitate physical separation of registrant personnel in response to the COVID-19 pandemic
21-04
Title: 21-04
File Link
Description
No-action positions for floor brokers and introducing brokers from oral recordkeeping requirements and designated contract markets from audit trail requirements in continued response to the COVID-19 pandemic