Displaying results 1021 - 1030 of 1184
2013-31476
... Federal Register, Volume 79 Issue 21 (Friday, January 31, 2014)[Federal Register Volume 79, Number 21 (Friday, January 31, 2014)] [Rules and Regulations] [Pages 5807-6075] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2013-31476] [[Page 5807]] Vol. 79 Friday, No. 21 January 31, 2014 Part…
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Dissenting Statement of Commissioner Rostin Behnam Regarding Electronic Trading Risk Principles
...I would like to start by thanking DMO staff for their tireless work on this rule.  While the Risk Principles are short, that is not reflective of the work that has been done by staff to produce them.  This is the same DMO staff that worked on the much broader “Regulation AT”,[1] and I appreciate all of their work over many years. Last June, I stated in my dissent to…
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Speech of James McDonald, Director of the Division of Enforcement Commodity Futures Trading Commission Regarding Perspectives on Enforcement: Self-Reporting and Cooperation at the CFTC
... Speech of James McDonald, Director of the Division of Enforcement Commodity Futures Trading Commission Regarding Perspectives on Enforcement: Self-Reporting and Cooperation at the CFTC NYU Program on Corporate Compliance & Enforcement / Institute for Corporate Governance & Finance September 25, 2017 – 6:00 p.m. Thank you for that introduction. I’m happy to be here with…
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Statement of Dissent, Final Rulemaking On Derivatives Clearing Organizations
… remains to be seen. 22 See Bank for International Settlements’ Committee on Payment and Settlement Systems and …
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2015-21030
... Federal Register, Volume 80 Issue 168 (Monday, August 31, 2015) [Federal Register Volume 80, Number 168 (Monday, August 31, 2015)] [Proposed Rules] [Pages 52543-52586] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2015-21030] [[Page 52543]] Vol. 80 Monday, No. 168 August 31, 2015…
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“What About MF Global?”
... “What About MF Global?” Statement of Commissioner Scott D. O’Malia January 11, 2012 Today, the Commodity Futures Trading Commission (the “Commission”) is voting to finalize a rulemaking on protection of cleared swaps customer collateral.1 Whereas I support this rulemaking, I…
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Opening Statement of Commissioner J. Christopher Giancarlo before the February 25, 2016, Meeting of the Energy and Environmental Markets Advisory Committee
... Opening Statement of Commissioner J. Christopher Giancarlo before the February 25, 2016, Meeting of the Energy and Environmental Markets Advisory Committee February 25, 2016 Good morning and welcome to the first 2016 meeting of the CFTC’s reconstituted Energy and Environmental Markets Advisory…
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Statement of Commissioner J. Christopher Giancarlo Regarding Final Rule on Margin Requirements for Uncleared Swaps
... Statement of Commissioner J. Christopher Giancarlo Regarding Final Rule on Margin Requirements for Uncleared Swaps December 16, 2015 Today’s final rule regarding margin requirements for uncleared swaps is far from perfect. The Commission had the unenviable task of harmonizing its rule with the prudential regulators’ rules and with standards issued by the Basel Committee on Banking…
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Speech by Commissioner Walter Lukken: The Derivatives World is Flat, June 14, 2006
... The Derivatives World is Flat by CFTC Commissioner Walt Lukken ISDA Energy, Commodities and Developing Products Conference Houston, Texas June 14, 2006 Washington, DC I appreciate the opportunity to speak to you today at this important event. Over its 21…
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Testimony Before the Financial Crisis Inquiry Commission
… on credit terms. By 1998, the Bank for International Settlements estimated the total notional value of …
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