Displaying results 351 - 360 of 1184
2011-11008
… \37\ See, e.g., ``Life Settlements Task Force, Staff Report to the United States … have considered or instituted a trading platform for life settlements.''), available at http://www.sec.gov/news/studies/2010/lifesettlements-report.pdf (July 22, 2010). \38\ See, e.g., …
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Dissenting Statement of Commissioner Summer K. Mersinger Regarding Enforcement Action Against Powerline Petroleum, LLC
...I respectfully dissent from the Commission’s enforcement action charging, and settling with, Powerline Petroleum, LLC (“Powerline”) and its current principals, Darren Dohme and Adam Wright.  As a matter of law, I do not believe that all the charges are backed by the facts.  I also believe that some aspects of the settlement are inconsistent with the Commission’s prior…
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How to Read Futures Price Tables
... window.dataLayer = window.dataLayer || []; function gtag(){dataLayer.push(arguments);} gtag('js', new Date()); gtag('config', 'G-MGC9RGBKDX'); How to Read Futures Price Tables Price is the key statistic generated by futures markets, although the volume of trade and the number of outstanding contracts (open interest) also are important. Prices are available from a variety of sources,…
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Statement of Commissioner Kristin N. Johnson Regarding CFTC Charges Against Ceres Global: Protect Farmers’ Ability to Hedge
...Today, the Commodity Futures Trading Commission (CFTC) announced the filing and settlement of charges against Ceres Global Ag Corp. (Ceres). The order finds that in two months in 2016 and 2017, Ceres engaged in a plan whereby it would build very long positions in oats futures—contracts worth close to 3 million bushels, the speculative position limit for oats. Ceres simultaneously bought…
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Industry Filings
...March 2006 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 03/31/2006 03/31/2006 NYMEX Rules 7.07 and 7.11 To provide a more representative reporting of unwarranted material in Exchange-Approved Metals Depositories and…
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Statement of Commissioner Caroline D. Pham on Risk Management Program for Swap Dealers and Futures Commission Merchants Advance Notice of Proposed Rulemaking
...I support the Advance Notice of Proposed Rulemaking (ANPRM) seeking public comment on potential amendments to the Risk Management Program (RMP) requirements in CFTC rules 23.600 and 1.11[1] (collectively, RMP Rules) applicable to swap dealers and futures commission merchants (FCMs), respectively.  I believe in continuous improvement for not only our market participants, but for…
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Industry Filings
... October 2005 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 10/31/2005 11/01/2005 NYMEX A large number of rules in NYMEX Chapter 2 (Membership). NYMEX is implementing various rule changes in connection with the consolidation of NYMEX and COMEX membership requirements. 10/31/2005 11/01/2005…
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2010-16206
... FR Doc 2010-16206[Federal Register: July 2, 2010 (Volume 75, Number 127)] [Notices] [Page 38478-38487] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr02jy10-43] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
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Statement of Commissioner Kristin N. Johnson Supporting Enforcement Action Against Bitcoin Fraud
...Today, the Commodity Futures Trading Commission (CFTC or Commission) instituted a settled public administrative proceeding against Phillip J. Reichenthal (Reichenthal) and Randy Craig Levine (Levine), for engaging in digital asset fraud. Reichenthal and Levine engaged in a scheme to defraud bitcoin investors through off-exchange bitcoin transactions.  Reichenthal, an attorney licensed…
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e9-20356
... FR Doc E9-20356[Federal Register: August 25, 2009 (Volume 74, Number 163)] [Notices] [Page 42948-42949] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr25au09-120…
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