Displaying results 511 - 520 of 1186
CFTC Announces Clearinghouse Liquidity Stress Test Results
... October 16, 2017 CFTC Announces Clearinghouse Liquidity Stress Test Results Washington, DC — Staff of the U.S. Commodity Futures Trading Commission (CFTC) today issued a report detailing the results of an evaluation of settlement liquidity at clearinghouses. The purpose of the analysis was to assess the impact of a hypothetical…
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CFTC Orders Equinox Fund Management, LLC to Pay over $5.65 Million for Material Misstatements and Omissions
... March 16, 2016 CFTC Orders Equinox Fund Management, LLC to Pay over $5.65 Million for Material Misstatements and Omissions Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Equinox Fund Management, LLC (Equinox). The Order finds that Equinox, a CFTC-registered Commodity Pool Operator (CPO), made…
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2015-06548
...Federal Register, Volume 80 Issue 56 (Tuesday, March 24, 2015) [Federal Register Volume 80, Number 56 (Tuesday, March 24, 2015)] [Rules and Regulations] [Pages 15507-15510] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2015-06548…
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Statement of Commissioner Christy Goldsmith Romero: Improving the Review Process for New Products and Rules
...Over the last few years, derivatives markets have had to react quickly to new technologies, new government policies, and new economic realities.  Exchanges have added many new products for futures in traditional commodity types.  For example, in 2023, exchanges listed new metals contracts for lithium and molybdenum to meet growing demand in response to the historic investment in and…
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CFTC Orders Designated Contract Market to Pay $6.5 Million for System Safeguard, Reporting, and False Statement Violations
...Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against CX Futures Exchange, L.P. (CX), a designated contract market headquartered in New York, N.Y., for violations of the Commodity Exchange Act (CEA) and CFTC regulations relating to system safeguards, swap reporting, option reporting, and a giving a false statement…
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Industry Filings
... December 2004 Filings by Designated Contract Markets (DCMs) Date of Letter Date Filed DCM Description 12/29/2004 12/30/2004 NYBOT Revised Holiday Schedule for FCOJ. Clearing members to submit first day delivery notices a day earlier. 12/29/2004 12/30/2004 CME Increased number of contract months for electronically traded Livestock…
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CFTC Charges Donald R. Wilson and his Company, DRW Investments, LLC, with Price Manipulation
... November 6, 2013 CFTC Charges Donald R. Wilson and his Company, DRW Investments, LLC, with Price Manipulation Defendants allegedly manipulated the IDEX USD Three-…
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CFTC Revokes the Registration of Hedge Fund Operator Samuel Israel III, Former Managing Member of Bayou Management LLC
... Release: 5224-06 For Release: August 31, 2006 CFTC Revokes the Registration of Hedge Fund Operator Samuel Israel III, Former Managing Member of Bayou Management LLC Washington, D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that on August 22, 2006, it filed a Notice of Intent to Revoke Registration (Notice) against Samuel Israel III. The CFTC…
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2020-28300
… requirements); (ii) pre-relief transfers, withdrawals or settlements at the request of public customers, unless the … confirmed this by requiring that each DCO complete money settlements not less frequently than once each business … over the effectiveness of such arrangements, or may obtain settlements that would benefit their individual claims …
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Commissioner Pham to Deliver a Keynote at the Eurofi Financial Forum 2022 - Prague
… regulators on the curve?  with the Bank of International Settlements, European Banking Authority, Japan Financial …
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