21-05

Title: 21-05







Description

Partial continuation of no-action positions to facilitate physical separation of registrant personnel in response to the COVID-19 pandemic

21-04

Title: 21-04







Description

No-action positions for floor brokers and introducing brokers from oral recordkeeping requirements and designated contract markets from audit trail requirements in continued response to the COVID-19 pandemic

20-36

Title: 20-36







Description

Extension of No-Action Relief for Swap Execution Facilities from Certain Audit Trail Requirements in Commission Regulation 37.205 Related to Post-Execution Allocation Information.