Title: 21-05

File Link

/csl/21-05/download

CSL Letter Types

No-Action

CSL Divisions

DMO

MPD

CSL Regulation Parts

5(d)(4)

5(d)(10)

1.3

1.35

38.250

38.251

38.252

38.253

155.3

CSL Tags

FCM

IB

Recordkeeping

Registration

Floor broker

COVID-19

Audit Trail

CSL Issuance Date

Tue, 01/19/2021 - 12:00

Description

Partial continuation of no-action positions to facilitate physical separation of registrant personnel in response to the COVID-19 pandemic