20-15
Title: 20-15
No-action positions for futures commission merchants and introducing brokers to address net capital treatment of covered loans under the CARES Act in response to the COVID-19 pandemic.
No-action positions for futures commission merchants and introducing brokers to address net capital treatment of covered loans under the CARES Act in response to the COVID-19 pandemic.
Revised time-limited no-action position with respect to uncleared swaps with the European Stability Mechanism under Commission regulation 23.150-161.
No-action position for foreign brokers exempt pursuant to Commission regulation 30.5 to handle U.S. futures market orders in response to the COVID-19 pandemic
No-action positions for commodity pool operators in response to the COVID-19 pandemic
No-action position for excluding certain commodity swaps from inclusion in the major swap participant registration threshold calculation of an insured depository institution
No-action positions for swap dealers to facilitate physical separation of personnel in response to the COVID-19 pandemic
No-action positions for retail foreign exchange dealers to facilitate physical separation of personnel in response to the COVID-19 pandemic
No-action positions for floor brokers to facilitate physical separation of personnel in response to the COVID-19 pandemic
No-action positions for futures commission merchants and introducing brokers to facilitate physical separation of personnel in response to the COVID-19 pandemic
No-action positions for certain members of designated contract markets and swap execution facilities to facilitate physical separation of personnel in response to the COVID-19 pandemic