21-22

Title: 21-22







Description

Time-Limited No-Action Position for Registered Swap Dealer to use Models to Compute Market Risk and Credit Risk Capital Charges In Lieu of Standardized Charges (JFSI No-Action Request)

21-18

Title: 21-18







Description

Time Limited No Action relief from regulation 23.105(p) for certain alternative financial reporting by SDs subject to the capital requirements of a prudential regulator.

21-17

Title: 21-17







Description

Amendment of existing DMO Staff Relief in Staff Letter 20-39 to United Kingdom (“UK”) multilateral trading facilities (“MTFs”) and organised trading facilities (“OTFs”) to provide relief to additional UK MTFs and OTFs and their participants.

21-13

Title: 21-13







Description

No-action relief from specified Part 39 regulations applicable to derivatives clearing organizations due to CX Clearinghouse, L.P.'s fully-collateralized clearing model.

21-12

Title: 21-12







Description

Relief under Parts 43 and 45 to entities submitting swaps for clearing by derivatives clearing organizations (DCOs) operating under CFTC exemptive orders or no-action relief provided by CFTC staff.

21-11

Title: 21-11







Description

Relief from Part 43 and 45 reporting, as well as related sections of Parts 38 and 39, for binary options executed on or pursuant to the rules of Kalshi and cleared through LedgerX.

21-10

Title: 21-10







Description

Partial continuation of no-action positions to facilitate physical separation of registrant personnel in response to the COVID-19 pandemic

21-09

Title: 21-09







Description

Brexit-related time limited no-action position with respect to certain swap dealer transaction-level requirements