20-19

Title: 20-19







Description

This letter extends the time period of certain no-action relief provided in CFTC Staff Letters Nos. 20-02, 20-03, 20-04, 20-05, 20-06, 20-07, and 20-09, each issued on March 17, 2020 (the “COVID-19 Letters”) until September 30, 2020.

20-18

Title: 20-18







Description

No-action relief from certain Commission regulations with respect to certain warrants listed on foreign exchanges.

20-16

Title: 20-16







Description

No-action position in response to the COVID-19 pandemic for persons required to submit fingerprints in connection with applying for registration as an associated person or being listed as a principal of a registrant

20-15

Title: 20-15







Description

No-action positions for futures commission merchants and introducing brokers to address net capital treatment of covered loans under the CARES Act in response to the COVID-19 pandemic.

20-14

Title: 20-14







Description

Revised time-limited no-action position with respect to uncleared swaps with the European Stability Mechanism under Commission regulation 23.150-161.

20-13

Title: 20-13







Description

Extended no-action relief for the European Stability Mechanism from the swap clearing requirement in Section 2(h)(1) of the Commodity Exchange Act and Commission regulations 50.2 and 50.4.

20-12

Title: 20-12







Description

No-action position for foreign brokers exempt pursuant to Commission regulation 30.5 to handle U.S. futures market orders in response to the COVID-19 pandemic

20-11

Title: 20-11







Description

No-action positions for commodity pool operators in response to the COVID-19 pandemic

20-10

Title: 20-10







Description

No-action position for excluding certain commodity swaps from inclusion in the major swap participant registration threshold calculation of an insured depository institution

20-09

Title: 20-09







Description

No action relief for DCMs relating to trading floor closure in connection with the COVID-19 pandemic response.