Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Charles Pennington v. William Matthew Kenney and Knox Capital Management, LLC
 CFTC Docket No. 11-R018 |
|
| Robert West v. Gain Capital Group, LLC d/b/a Forex.com and Glenn Henry Stevens
CFTC Docket No. 10-R017 |
|
| Thangavel Family Trust, Murugesa Thangavel, Trustee v. Interactive Brokers, LLC
CFTC Docket No. 10-R027 |
|
| Ananthan Thangavel v. Interactive Brokers, LLC
CFTC Docket No. 10-R021 |
|
| Richard A. Hurd v. Peregrine Financial Group d/b/a PFG Best
CFTC Docket No. 10-R025 |
|
| 3 Sands LP v. MF Global, Inc. and Strategy Runner, LTD.
CFTC Docket No. 09-R002 |
|
| Joyce A. Schweickart and James B. Schweickart v. Otto Gerdt Feddern
CFTC Docket No. 10-R018 |
|
| Darrell K. Sunvold v. Peregrine Financial Group, Inc. d/b/a PFG Best.
CFTC Docket No. 11-R013 |
|
| Tin Aung (Khin Aung, POA)
CFTC Docket No. 10-R026 |
|
| Victoria Dunckley v. Billy Gee, Inc.
CFTC Docket No. 11-R002 |