Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Jason Perry v. William Adams and JKV Global Enterprise, Inc. PDF Image
CFTC Docket No. 09-R053
Joanne S. McElderry and John R. McElderry v. Global Futures & Forex, Ltd d/b/a … PDF Image
CFTC Docket No. 09-R055
In the Matter of: Rockland P. McMahan PDF Image
CFTC Docket No. 08-07
An Li v. Forex Capital Markets, LLC PDF Image
CFTC Docket No. 09-R054
ATS Capital Management Corp. v. John William Sendlosky and Tradestation Securit… PDF Image
CFTC Docket No. 10-R015
Steven Weil v. David Eugene Unti PDF Image
CFTC Docket No. 09-R022
Rebecca Weil and Steven Weil v. David Eugene Unti PDF Image
CFTC Docket No. 09-R032
Natasha Weil and Steven Weil v. David Eugene Unti PDF Image
CFTC Docket No. 09-R031
Robert Posey v. Stonebridge Financial Services, LLC, Erik Antonio Luna and Step… PDF Image
CFTC Docket No. 10-R011
Olga Krstovic and Ranko Krstovic v. FX Solutions PDF Image
CFTC Docket No. 10-R006