|
|
CFTC FINDS THAT NORMAN EISLER MANIPULATED SETTLEMENT PRICES; Norman Eisler and First West Trading, Inc. to Pay Civil Penalty of $4.9 Million , 4880-04 |
|
|
TEXAS MAN CHARGED WITH FOREIGN CURRENCY FRAUD; CFTC Charges Ross Erskine with Fraudulently Soliciting Foreign Currency Futures Customers by Making Misleading Profit Claims , 4879-04 |
|
|
FLORIDA FEDERAL COURT ORDERS HUSBAND AND WIFE THOMAS CHILCOTT AND LEONA WESTBROOK TO REPAY MORE THAN $2.1 MILLION TO CUSTOMERS INJURED IN COMMODITY FRAUD SCHEME; Court Also Orders Couple and Another Defendant To Pay $2.42 Million in Civil Penalties , 4878-04 |
|
|
New Jersey Foreign Currency Futures Firm Charged with Defauding Commodities Customers; Clearview Capital Management, Inc. and Fort Lee Resident James I. Weiss Allegedly Misrepresented Their Trading Profitability and Experience, and Charged Undisclosed Fees , 4877-04 |
|
|
CFTC Staff Allows Singapore Exchange Derivatives Trading Limited's Futures Contract Based on the Standard and Poors CNX Nifty Index for Offer and Sale in the U.S. , 4876-04 |
|
|
Commodity Futures Trading Commission Announces Opening of Division of Enforcement Regional Office in Kansas City, Missouri , 4875-04 |
|
|
CFTC Suspends Floor Brokers for Unlawfully Trading Coffee Futures Contracts , 4874-04 |
|
|
CFTC CHARGES CALIFORNIA MAN AND HIS FIRM, UR-LINK, WITH FRAUD IN CONNECTION WITH FOREIGN CURRENCY SCHEME , 4873-03 |
|
|
CFTC Announces New Comment Period; Cancels Hearing Scheduled for December 17, 2003 , 4872-03 |
|
|
LOS ANGELES-AREA FOREIGN CURRENCY (FOREX) FIRM EMERALD WORLDWIDE HOLDINGS, INC., CHARGED WITH DEFRAUDING MORE THAN 300 CUSTOMERS OF OVER $4.7 MILLION IN COMMODITY SCAM; CFTC Also Charges Jan Lu Hao and Jian Zhuang in Scheme to Defraud , 4871-03 |
|
|
CFTC CHARGES CHICAGO BROKER KEITH W. KRYSINSKI WITH FRAUD ON COMMODITY FUTURES CUSTOMERS; CFTC Alleges Defendant Misappropriated Certain Customer Funds and Created a False Statement To Conceal the Fraud; Federal Court Issues Order Freezing Defendant's Assets , 4870-03 |
|
|
CFTC IMPOSES A TOTAL OF $34 MILLION IN CIVIL PENALTIES ON THREE ENERGY TRADING FIRMS; Reliant Energy Services, Inc. To Pay $18 Million To Settle Charges of False Reporting and Attempted Manipulation, As Well As Charges of Wash Sales; and, CMS Marketing Services & Trading and CMS Field Services To Pay $16 Million to Settle Charges of False Reporting and Attempted Manipulation , 4869-03 |
|
|
CALIFORNIA FOREIGN CURRENCY (FOREX) FIRM SUED FOR DEFRAUDING INVESTORS OUT OF APPROXIMATELY $2 MILLION IN COMMODITY SCAM; CFTC Charges FX First, Inc., Alexey Mironov, and William Whyte With Commodity Scam In Foreign Currency Futures; Federal District Court Judge Orders Defendants' Assets Frozen and Issues Preliminary Injunction , 4868-03 |
|
|
CFTC JOINS OTHER MEMBERS OF THE PRESIDENT'S CORPORATE FRAUD TASK FORCE IN UNDERCOVER "OPERATION WOODEN NICKEL" TO PROSECUTE INDIVIDUALS AND COMPANIES ALLEGEDLY STEALING MILLIONS OF DOLLARS THROUGH SALES OF ILLEGAL FOREIGN CURRENCY (FOREX) FUTURES CONTRACTS; CFTC Charges 31 Individuals and Entities With Fraud, Selling Illegal Futures Contracts, and Filing False Reports, , 4867-03 |
|
|
CFTC FINDS THAT TRADING ADVISOR, GEORGE R. HARRISON OF CLAREMONT, NH, USED WEBSITE TO MISLEAD PUBLIC ABOUT PROFITABILITY OF COMMODITY TRADING SYSTEM; Respondent George R. Harrison Settles Charges He Made False Claims About MBP Method , 4866-03 |
|
|
CFTC FINDS THAT FORMER COMMODITIES ACCOUNT EXECUTIVE, KEVIN MARSHBURN OF TAMPA, FLORIDA, ENGAGED IN FRAUDULENT ALLOCATION SCHEME; CFTC Order Imposes Civil Monetary Penalty of $159,000 and a 10-year Trading Ban , 4865-03 |
|
|
FEDERAL COURT ORDERS OREGON RESIDENT TO GIVE UP FEES RECEIVED FROM OFFERING FRAUDULENT COMMODITIES INVESTMENT; Thomas E. Jones of Rainer, Oregon Required to Give Up $74,000 , 4864-03 |
|
|
MICHIGAN ATTORNEY, CHARLES G. MADY, ORDERED TO PAY MORE THAN $8 MILLION TO DEFRAUDED COMMODITY POOL INVESTORS; Court Bans Defendant From Trading for His Own Account for 10 Years and Permanently Bans Him from Trading Commodity Futures or Options for Others; , 4863-03 |
|
|
CFTC Announces Appointment of New Director , 4862-03 |
|
|
CFTC Announces Resignation of Jane Kang Thorpe , 4861-03 |
|
|
CFTC FILES AND SETTLES ENFORCEMENT ACTION AGAINST BOSTON TRADING ADVISORS, LLC, FOR FAILING TO REGISTER AS A COMMODITY POOL OPERATOR; , 4860-03 |
|
|
CFTC CHARGES CONNECTICUT MAN AND HIS COMPANY WITH BILKING COMMODITIES INVESTORS IN FRAUDULENT POOL SCHEME; Burton Friedlander and Friedlander Capital Management Corporation Allegedly Misappropriated More than $1.3 Million to Pay for Boats, Cars, Country Club Dues, and Legal Expenses , 4859-03 |
|
|
CFTC CHARGES FLORIDA FOREIGN CURRENCY (FOREX) FIRM AND OFFICERS WITH DEFRAUDING INVESTORS; CFTC Alleges that Defendants Bibas Levy Corp., Zacarias Bibas, and Hassan Sharam Made False Profit Claims, Misrepresented Their Performance Record and Minimized Risks of Foreign Currency Futures Trading , 4858-03 |
|
|
MICHIGAN RESIDENT CHARGED WITH DEFRAUDING PARTICIPANTS IN $1.2 MILLION COMMODITY POOL FRAUD SCHEME; Federal Court Order Freezes Assets of Defendants John Daniel Lee, Marquis Financial Management Systems, Inc., and The Marquis Group, Inc. , 4857-03 |
|
|
CFTC's International Affairs Office Presents International Symposium and Training Program in Chicago on Global Derivative Markets, Products, and Financial Intermediaries , 4856-03 |
|
|
CFTC FINDS THAT MISSISSIPPI RESIDENT ARTHUR ROWELL FRAUDULENTLY SOLICITED CUSTOMERS TO INVEST IN FOREX CONTRACTS , 4855-03 |
|
|
Walter L. Lukken Appointed to Chair CFTC's Global Markets Advisory Committee , 4854-03 |
|
|
CFTC Staff Allows National Stock Exchange of India's Futures Contract on the Standard and Poors/CNX Nifty Index to be Offered and Sold in the U.S. , 4853-03 |
|
|
NEW YORK FOREX FIRM CHARGED WITH DEFRAUDING OVER 300 INVESTORS IN $10 MILLION COMMODITY SCAM , 4852-03 |
|
|
CFTC-IOSCO MOU Agreement Signed , 4851-03 |
|
|
TEXAS COMMODITY TRADER AND FIRM CHARGED WITH DEFRAUDING CUSTOMERS OF APPROXIMATELY $1 MILLION; CFTC Charges Richard A. Hale and Allegheny Gulf Investments, Inc., with Misuse of Investor Funds , 4850-03 |
|
|
CFTC FINDS LAS VEGAS MAN USED WEBSITE TO MISLEAD PUBLIC ABOUT PROFITABILITY OF HIS COMMODITY TRADING SYSTEM; Steven Matrix Settles Charges He Made False Claims About His <em>CounterPoint Method</em> Trading System , 4849-03 |
|
|
CFTC FINDS FORMER AVISTA ENERGY VICE-PRESIDENT MANIPULATED ELECTRICITY FUTURES ON NYMEX; William H. Taylor of Houston, Texas, Agrees to Settlement Terms, Including a Civil Monetary Penalty and Trading Ban , 4848-03 |
|
|
CFTC Releases Rule Enforcement Review of the BrokerTec Futures Exchange , 4847-03 |
|
|
CFTC SUES AMERICAN ELECTRIC POWER COMPANY, INC. AND ITS SUBSIDIARY, CHARGING FALSE REPORTING AND ATTEMPTED MANIPULATION OF NATURAL GAS PRICES; AEP and its Subsidiary Charged with Routinely Reporting Thousands of False Natural Gas Trades to Publications , 4846-03 |
|
|
Comment Period Announced for Resubmitted HedgeStreet Contract Market Application , 4845-03 |
|
|
Comment Period for U.S. Futures Exchange (EUREX US) Contract Market Application Extended , 4844-03 |
