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CFTC CHARGES CHICAGO MAN WITH BILKING COMMODITY INVESTORS IN FRAUDULENT SCHEME; Cameron Ownbey Allegedly Misrepresented His Past Trading Success by Falsely Claiming Annual Returns of 250 to 350 Percent; Court Enters Consent Order of Preliminary Injunction Against Ownbey, Freezing His Assets , 4843-03 |
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NEW YORK FOREIGN CURRENCY (FOREX) FIRM CHARGED WITH DEFRAUDING 378 INVESTORS OF MORE THAN $7 MILLION IN COMMODITY SCAM; CFTC Charges Sun Platinum Group LLC and Eduard Dmanskiy With Commodity Scam Involving Offshore Entities; Federal District Court Judge Orders Defendants' Assets Frozen , 4842-03 |
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U.S. COMMODITY FUTURES TRADING COMMISSION CHARGES PHOENIX MAN AND HIS COMPANIES WITH DEFRAUDING INVESTORS IN $25 MILLION SCAM; Ronald Holt, International Funding Association, Global Management Group, Inc., and Cambridge Global Group Charged with Misappropriation, Solicitation Fraud, and Offer of Illegal Off-Exchange Futures Contracts , 4841-03 |
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DUKE ENERGY TRADING AND MARKETING, L.L.C., AN AFFILIATE OF DUKE ENERGY CORPORATION, PAYS $28 MILLION TO SETTLE CFTC CHARGES OF ATTEMPTED MANIPULATION; Duke Energy Trading and Marketing Charged With False Reporting and Attempted Manipulation in Violation of the Commodity Exchange Act , 4840-03 |
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FEDERAL COURT ORDERS FLORIDA RESIDENTS TO REPAY DEFRAUDED FOREIGN CURRENCY (FOREX) CUSTOMERS $1.9 MILLION; Court Also Orders Defendants Daniel Fasciana and Anthony Russo to Pay Civil Penalties Totaling $6 Million and to Forfeit Certain Assets for Defrauding Customers While Selling Illegal Foreign Currency Option Contracts , 4839-03 |
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U.S. COMMODITY FUTURES TRADING COMMISSION NOTES THE UNSEALING OF 40-COUNT FEDERAL CRIMINAL INDICTMENT AGAINST DONALD O'NEILL RELATING TO FOREIGN CURRENCY INVESTMENT SCHEME; CFTC Charged O'Neill Civilly in 2002 Based On Same Underlying Facts , 4838-03 |
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U.S. COMMODITY FUTURES TRADING COMMISSION FINES NYMEX FLOOR BROKER FOR UNLAWFULLY TRADING CRUDE OIL FUTURES CONTRACTS; Michael Garber Settles Charges that He Engaged in Wash Sales, Reported Non-Bona Fide Prices, and Executed Non-competitive Trades; CFTC Also Files Charges Against NYMEX Floor Broker Robert Benjamin Harmon, Jr. , 4837-03 |
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CFTC SETTLES ACTION AGAINST REMAINING DEFENDANTS IN INDIANA COMMODITY POOL FRAUD; Court Orders Defendants James N. Wilson and JNW Management to Pay More Than $210,000 in Civil Penalties and Disgorgement For Involvement in Ponzi Scheme , 4836-03 |
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U.S. COMMODITY FUTURES TRADING COMMISSION CHARGES ATLANTA TRADING FIRM, RISK CAPITAL TRADING GROUP, INC. WITH DEFRAUDING CUSTOMERS; Firm and Certain Traders Allegedly Made False Claims that Accounts Would Make Large Profits With Little Risk Due to Political Events, Such as the War in Iraq; Court Enters Restraining Order Freezing Risk Capital Trading Group's Assets and Protecting Books and Records , 4835-03 |
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COMMODITY FUTURES TRADING COMMISSION SEEKS TO REVOKE REGISTRATIONS OF TODD J. SNIVELY AND HIS COMPANIES BASED ON PERMANENT INJUNCTION ENTERED IN FEDERAL COURT PROCEEDING; Todd J. Snively, Resident of Northville, Michigan, and Two Michigan Corporations, Commodity Consultants International and Futurewise Trading Group, Are Subjects of Registration Actions Based on Misappropriation of $6.27 Million from 900 Customers , 4834-03 |
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CFTC and NFA Announce New Rules to Combat Fraud in the Retail Off-Exchange Forex Foreign Currency Market , 4833-03 |
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CFTC Sues related Brazilian and British Virgin Islands Companies for Executing Illegal Non-Competitive Trades on U.S. Markets , 4832-03 |
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CFTC Recognizes New Exchange , 4831-03 |
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FEDERAL COURT ORDERS INTERNET PROMOTER GEORGE HEFFERNAN TO PAY $400,000 FOR FRAUDULENTLY SOLICITING CUSTOMERS TO PURCHASE COMMODITY ADVISORY SERVICES; Court Also Orders Heffernan to Disclose That He Violated the Law When Publishing Any Commodities-Related Material , 4830-03 |
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CFTC Modernizes Rules on Commodity Pool Operators and Trading Advisors , 4829-03 |
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CFTC Releases Rule Enforcement Review of the Chicago Mercantile Exchange , 4828-03 |
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CFTC Extends Comment Period on Proposed Amendments to the Chicago Mercantile Exchange's Live Cattle Futures Contract Restricting Delivery to Cattle Born and Raised in the United States , 4827-03 |
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ENSERCO ENERGY, INC. PAYS $3 MILLION TO SETTLE COMMODITY FUTURES TRADING COMMISSION CHARGES OF ATTEMPTED MANIPULATION AND FALSE REPORTING; Enserco Energy, Inc., a wholly owned subsidiary of Black Hills Corporation, Settles CFTC Claims That It Intentionally Reported False Natural Gas Trade Information To Energy Reporting Firms In An Attempt To Manipulate The Price Of Natural Gas Contracts , 4826-03 |
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FEDERAL COURT FREEZES ASSETS OF INTERNATIONAL FOREIGN CURRENCY, INC. AND ITS EXECUTIVES IN COMMODITY FUTURES TRADING COMMISSION FOREIGN CURRENCY FRAUD CASE; Defendants Thomas Qualls, Michael Kourmolis and Their Company Charge with Defrauding Customers and Selling Illegal Foreign Currency Futures Contracts to the Public , 4825-03 |
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WILLIAMS COMPANIES AND WILLIAMS ENERGY MARKETING AND TRADING PAY $20 MILLION TO SETTLE COMMODITY FUTURES TRADING COMMISSION CHARGES OF ATTEMPTED MANIPULATION AND FALSE REPORTING; Energy Company and Its Subsidiary Settle Claims Under the Commodity Exchange Act That They Intentionally Reported False Natural Gas Price and Volume Information to Energy Reporting Firms in an Attempt to Affect Prices of Natural Gas , 4824-03 |
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ENCANA TRADING UNIT PAYS $20 MILLION TO SETTLE COMMODITY FUTURES TRADING COMMISSION CHARGES OF ATTEMPTED MANIPULATION AND FALSE REPORTING; WE Energy Services, Inc. (Formerly Known As Encana Energy Services, Inc.) Settles CFTC Claims That It Intentionally Reported False Natural Gas Trade Information To Energy Reporting Firms In An Attempt To Manipulate The Price Of Natural Gas Contracts , 4823-03 |
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FEDERAL COURT ORDERS CALIFORNIA MAN TO REPAY CUSTOMERS IN COMMODITY FUTURES TRADING COMMISSION FRAUD ACTION ; Mark Ross Weinberg Also Ordered to Pay $1.26 Million Civil Penalty , 4822-03 |
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CFTC Announces Approval of Exchange Rules Implementing CME/CBOT Common Clearing Link , 4821-03 |
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CFTC Adopts Core Principle for CTA's Presentation of Performance of Partially Funded Accounts , 4820-03 |
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CFTC Announces Completion of Appointment of Senior Team of the Division of Clearing and Intermediary Oversight , 4819-03 |
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CFTC SETTLES FRAUD CHARGES WITH CALIFORNIA RESIDENT MICHAEL INGWERSON , 4818-03 |
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GEORGIA FEDERAL COURT ORDERS INFINITE TRADING GROUP, LLC DEFENDANTS TO REPAY DEFRAUDED INVESTORS NEARLY $220,000 IN U.S. COMMODITY FUTURES TRADING COMMISSION ENFORCEMENT ACTION; Shawn Christie and Edward Lindsey Also Required to Pay $480,000 In Civil Penalties , 4817-03 |
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FEDERAL COURT ORDERS NEW YORK FOREIGN CURRENCY FIRM TO PAY OVER $100 MILLION IN U.S. COMMODITY FUTURES TRADING COMMISSION ANTI-FRAUD ACTION; International Financial Services (New York) Inc. Ordered to Pay Civil Penalties and Repay Customers , 4816-03 |
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CALIFORNIA COURT SANCTIONS FOREIGN CURRENCY (FOREX) FIRM ACRO INFORMATION SERVICE, INC. AND ITS EMPLOYEES FOR FRAUD AND ILLEGAL COMMODITY FUTURES TRADING , 4815-03 |
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CFTC Requests Comment on Proposed Rule Changes Related to Chicago Mercantile Exchange/Chicago Board of Trade Common Clearing Link , 4814-03 |
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THE U.S. COMMODITY FUTURES TRADING COMMISSION PREVAILS AGAINST FLORIDA RESIDENTS AND THEIR THREE COMPANIES; Court Orders Defendants Bernard Sevilla, Staci Petok, Jack Pomeroy, First Bristol Group, Inc., Alliance Equity Group, Inc., and Great Minster Group, Inc., to Repay More Than $450,000 to Investors and to Pay Contingent Civil Penalties Totaling $1,920,000 for Fraud Claims , 4813-03 |
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THE U.S. COMMODITY FUTURES TRADING COMMISSION CHARGES COLORADO MAN AND HIS FIRM, Qi2 TECHNOLOGIES, WITH INTERNET FRAUD; Company Website Marketed to the Public a Trading Manual Entitled, How I Double My Money Annually In The Market , 4812-03 |
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THE U.S. COMMODITY FUTURES TRADING COMMISSION FILES AND SETTLES ENFORCEMENT ACTION INVOLVING TENNESSEE COMMODITY TRADING ADVISOR TERRY EDWARD JONES; Jones Touted Hypothetical Trading Results as Real , 4811-03 |
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CFTC FILES FRAUD CHARGES AGAINST A NORTH CAROLINA FOREIGN CURRENCY TRADER AND HIS FIRM, WHO SOLICITED $1.2 MILLION FROM RETAIL INVESTORS; CFTC Alleges that Defendants James Darren Moore and JDM Investments Concealed Trading Losses of Almost $500,000 by Issuing False Account Statements to Customers , 4810-03 |
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CFTC FILES AND SETTLES CLAIMS AGAINST FLOOR BROKER MICHAEL H. VARNER; CFTC Orders Varner to Pay Civil Penalty and Prohibits Him from Trading for Customers for Five Years , 4809-03 |
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CFTC Proposes Rules for Risk-Based Capital and Financial Reporting Efficiency , 4808-03 |
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CFTC Finds That Florida Residents Fraudulently Marketed a Commodity Futures Trading Method on E-Bay , 4807-03 |
