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CFTC Orders Illinois Resident and Broker to Pay Over $1.1 Million for Fraud and Additional Violations , 8194-20 |
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CFTC’s Market Risk Advisory Committee to Meet on July 21 , 8193-20 |
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Supreme Court Denies Defendants’ Challenge to CFTC’s Enforcement Authority , 8192-20 |
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CFTC Orders Illinois Firm to Pay $250,000 for Supervision Violations , 8191-20 |
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CFTC Charges Chicago-Based Firm and Six Individuals in Multi-Million Dollar Options Fraud Scheme , 8190-20 |
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CFTC’s Technology Advisory Committee to Meet on July 16 , 8189-20 |
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CFTC Approves Two Final Rules and Two Proposed Rules at June 25 Open Meeting , 8188-20 |
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Financial Regulators Modify Volcker Rule , 8187-20 |
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CFTC to Hold an Open Commission Meeting on June 25 , 8186-20 |
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Deutsche Bank to Pay Over $10 Million to Settle Two CFTC Cases , 8185-20 |
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Federal Court Orders Alabama Man to Pay $755,000 for Binary Options Fraud , 8184-20 |
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ICYMI: Harvard Business Law Review Publishes Chairman Tarbert’s Framework for Sound Regulation , 8183-20 |
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Federal Court Orders Trading Advisor to Pay $890,000 for Defrauding Church and Community Members in Forex Scheme , 8182-20 |
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Statement of CFTC Chairman Heath P. Tarbert on the European Commission’s Draft Delegated Acts , 8181-20 |
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CFTC Charges Unregistered Commodity Pool Operator and Its Chief Executive Officer with Solicitation Fraud and Misappropriation , 8180-20 |
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CFTC Charges Companies and Individual with Forex Fraud and Registration Violations , 8179-20 |
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CFTC Charges Forex Trading Firm and Its Principal with Fraud and Misappropriation , 8178-20 |
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CFTC Assumes Key Role on IOSCO Board Leadership , 8177-20 |
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CFTC Extends No-Action Relief to Market Participants in Response to COVID-19 , 8176-20 |
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CFTC Announces $6 Million Whistleblower Award , 8175-20 |
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CFTC Orders UK Company to Pay Over $490,000 for Registration and Supervision Violations , 8174-20 |
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CFTC Unanimously Approves Final Rule at June 4 Open Meeting , 8173-20 |
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CFTC Obtains $700,000 Judgment Against New York Man in Fraud and Misappropriation Scheme , 8172-20 |
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CFTC Charges Kentucky Man in Multi-Million Dollar Fraud Scheme , 8170-20 |
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CFTC Market Risk Advisory Committee’s Interest Rate Benchmark Reform Subcommittee Holds Table Top Discussion and Revises Membership , 8171-20 |
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CFTC to Hold an Open Commission Meeting on June 4 , 8169-20 |
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CFTC Unanimously Approves an Interim Final Rule and a Proposed Rule at May 28 Open Meeting , 8168-20 |
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CFTC Issues COVID-19 Customer Advisory on Commodity ETPs and Funds , 8167-20 |
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CFTC to Hold an Open Commission Meeting on May 28 , 8166-20 |
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CFTC Division of Enforcement Issues Civil Monetary Penalty Guidance , 8165-20 |
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CFTC Charges Danish Man in $1.5 Million Forex Fraud Scheme , 8164-20 |
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CFTC Seeks to Revoke Registrations of Commodity Pool Operator and its CEO , 8163-20 |
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CFTC Files Charges in $20 Million International Binary Options and Digital Asset Fraud Scheme , 8162-20 |
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CFTC Orders Trader and His Firm to Pay $150,000 for Wash Sales , 8161-20 |
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CFTC’s Global Markets Advisory Committee to Meet on May 19 , 8160-20 |
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CFTC Awards More Than $2 Million to Four Whistleblowers , 8159-20 |
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CFTC Provides Additional Relief to Market Participants in Response to COVID-19 , 8158-20 |
