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CFTC Orders Chicago Broker to Pay Over $495,000 for Supervision Failures and Failure to Report Suspicious Activity , 8268-20 |
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CFTC Orders Sunoco to Pay $450,000 for Spoofing in Crude Oil, Gasoline, and Heating Oil Futures Contracts , 8267-20 |
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CFTC Orders Texas Man to Pay Over $1 Million for Misappropriating Confidential Information, Fictitious Trading, and False Statements , 8266-20 |
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CFTC Orders Chicago Prop Firm and 3 Traders to Pay $745,000 for Spoofing in Agricultural and Metals Futures , 8265-20 |
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CFTC to Hold an Open Commission Meeting on October 6 , 8264-20 |
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CFTC Orders New Jersey Firm to Pay $300,000 for Supervision Violations , 8263-20 |
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CFTC Awards Whistleblower $250,000 , 8262-20 |
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CFTC Charges Slovakian Men and Their Company with Spoofing in Crude Oil Futures Markets , 8261-20 |
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CFTC Orders JPMorgan to Pay Record $920 Million for Spoofing and Manipulation , 8260-20 |
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CFTC Orders New York Firm and its Trader to Pay $585,000 for Spoofing , 8259-20 |
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CFTC Charges Georgia Man with Fraudulent Scheme to Profit from COVID-19 , 8258-20 |
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CFTC Orders Three Citibank Affiliates to Pay $4.5 Million for Supervision Failures That Led to Deletion of Subpoenaed Audio Recordings , 8257-20 |
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CFTC Charges Foreign Trading Platform with Offering Illegal Leveraged Transactions in Ether, Litecoin, and Bitcoin , 8256-20 |
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CFTC Staff Extends Relief from Certain Reporting Obligations under the Ownership and Control Reports Final Rule , 8255-20 |
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CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting the Elderly , 8254-20 |
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CFTC Fines New York and UK-Based Firms for Net Capital Deficiencies , 8253-20 |
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CFTC Fines Houston, Chicago, and London-Based Introducing Brokers for Net Capital Deficiencies , 8252-20 |
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Agricultural Advisory Committee Releases Agenda for September 24 Public Meeting , 8251-20 |
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CFTC Grants Nasdaq Futures, Inc. Request to Vacate DCM Designation , 8250-20 |
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ICYMI: Chairman Tarbert in WSJ: A New Pact Will Help Derivatives Markets , 8249-20 |
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Mexican Meat Processor to Pay Fine for Violating Cattle Futures Speculative Position Limits , 8248-20 |
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CFTC Finalizes Rules to Improve Swap Data Reporting, Approves Other Measures at September 17 Open Meeting , 8247-20 |
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CFTC Charges 4 Florida Men, 1 New Jersey Man, and Their Companies in $4.75 Million Forex Ponzi Scheme , 8246-20 |
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CFTC Charges Texas Man with Misappropriating Over $8.3 Million In Customer Funds , 8245-20 |
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CFTC Staff Provides No-Action Relief to Registrant from SEF Reinstatement Requirements , 8244-20 |
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Federal Court Orders Illinois Software Development Firm to Pay Penalty and Disgorgement for Aiding and Abetting Illegal Conduct , 8243-20 |
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CFTC Staff Provides Relief and Further Guidance Regarding FCM Separate Account Practices , 8242-20 |
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CFTC Charges 3 Texas Men and 1 Florida Man in Fraudulent Digital Asset Scheme , 8241-20 |
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CFTC Further Extends Certain No-Action Relief to Market Participants in Response to COVID-19 , 8240-20 |
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CFTC Awards Domestic and International Whistleblowers , 8239-20 |
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Victims of New York Ponzi Scheme Recover Over $1 Billion Following CFTC Enforcement Action , 8238-20 |
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CFTC to Hold an Open Commission Meeting on September 17 , 8237-20 |
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Agricultural Advisory Committee to Meet via Teleconference September 24 , 8236-20 |
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CFTC Issues Guidance on Factors Used in Evaluating Corporate Compliance Programs in Connection with Enforcement Matters , 8235-20 |
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CFTC’s Climate-Related Market Risk Subcommittee Releases Report , 8234-20 |
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CFTC Awards Whistleblower for Exposing Ongoing Fraud , 8233-20 |
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CFTC Charges 10 Commodity Trading Advisors for Failing to Maintain NFA Memberships , 8232-20 |
