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CFTC Charges Florida Man with Forex and Binary Options Fraud and Misappropriation , 8786-23 |
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POSTPONED: October 5, 2023 Meeting of the Global Markets Advisory Committee , 8785-23 |
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CFTC Charges Dallas and Los Angeles Area Precious Metals Dealers in Ongoing Fraud Scheme Garnering Over $7 Million from Retirement Accounts , 8784-23 |
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CFTC Announces Technology and Fraud Virtual Event to Explore Social Media Investment Fraud and AI , 8783-23 |
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CFTC Staff Extends No-Action Position for Certain Reporting Obligations Under the Ownership and Control Reports Final Rule , 8782-23 |
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CFTC Orders California Resident to Pay $300,000 for a Fictitious Sales Scheme , 8781-23 |
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CFTC Disapproves KalshiEX LLC’s Congressional Control Contracts , 8780-23 |
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CFTC Orders Chicago-based Advantage Futures LLC to Pay $395,000 for Supervision Failures , 8779-23 |
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CFTC Orders StoneX Markets LLC to Pay $650,000 for Violations of Swap Business Conduct Standards , 8778-23 |
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CFTC Grants Two Whistleblower Awards Totaling Over $15 Million , 8777-23 |
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CFTC’s Division of Clearing and Risk Issues Extension of No-Action Letter for Taiwan Futures Exchange , 8776-23 |
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CFTC Orders Utah Man to Pay More Than $2.5 Million for Leveraged Bitcoin Fraud and Failure to Register , 8775-23 |
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CFTC Issues Orders Against Operators of Three DeFi Protocols for Offering Illegal Digital Asset Derivatives Trading , 8774-23 |
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CFTC Charges Texas Firm and Head Trader with Spoofing and Engaging in a Manipulative and Deceptive Scheme and Violating a Prior CFTC Order , 8773-23 |
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Federal Court Orders South African Company to Pay Over $1.7 Billion in Restitution for Forex Fraud , 8772-23 |
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CFTC Charges “My Forex Funds” with Fraudulently Taking Over $300 Million From Customers Hoping to Become Professional Traders , 8771-23 |
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Federal Court Orders Texas Trading Advisor and Owner to Pay $100,000 Penalty for Registration Violations , 8770-23 |
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CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order , 8769-23 |
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CFTC Charges Texas Man and His Company with Fraud and Misappropriation , 8768-23 |
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CFTC Orders Texas Trading Advisor and His Company to Pay Approximately $250,000 for Fraudulent Solicitation and Failure to Register , 8767-23 |
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CFTC Charges Residents of Florida, Louisiana, and Arkansas in Ongoing Cryptocurrency and Precious Metals Fraud , 8766-23 |
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CFTC Staff Extends Request for Comment on the Impact of Affiliations of Certain CFTC-Regulated Entities , 8765-23 |
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CFTC Commissioner Kristin Johnson Announces Tamika Bent as Chief Counsel , 8764-23 |
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CFTC Orders a Los Angeles Futures Commission Merchant to Pay $6 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8763-23 |
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CFTC Orders Four Financial Institutions to Pay Total of $260 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8762-23 |
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Federal Court Orders Florida Commodity Pool Operator to Pay Nearly $9 Million in Restitution , 8761-23 |
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CFTC Orders UK Trader to Pay $150,000 and Imposes a One-Year Trading Ban for Spoofing in WTI Futures , 8760-23 |
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Commissioner Pham Announces Executive Staff Appointments , 8759-23 |
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CFTC Approves Final DCO Reporting and Information Requirement and Three Proposals at the Commission Open Meeting , 8758-23 |
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CFTC Charges Tennessee Husband and Wife Realtors for Operating a $6 Million Digital Assets Commodity Pool Scheme , 8757-23 |
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CFTC to Hold a Commission Open Meeting on July 26 , 8756-23 |
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Chairman Behnam Announces Agenda for July 19 Agricultural Advisory Committee Meeting , 8755-23 |
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CFTC Announces Agenda for the July 19 Voluntary Carbon Markets Convening , 8754-23 |
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Commissioner Goldsmith Romero Announces Agenda for July 18, 2023 Technology Advisory Committee Meeting Addressing Responsible Artificial Intelligence, Decentralized Finance, (including DAOs), and Cyber Resilience , 8753-23 |
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Commissioner Goldsmith Romero Announces Technology Advisory Committee (TAC) Subcommittee Co-Chairs and Members , 8752-23 |
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Director of the Whistleblower Office to Leave the CFTC , 8751-23 |
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The Global Markets Advisory Committee Announces Agenda for July 17 Meeting , 8750-23 |
