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CFTC Obtains Final Judgment Against Michigan Commodity Pool Operator and His Company for a Fraudulent Forex Scheme , 8639-22 |
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CFTC Charges Sam Bankman-Fried, FTX Trading and Alameda with Fraud and Material Misrepresentations , 8638-22 |
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CFTC Orders Minnesota Registrant to Pay $550,000 for Cross-Product, Cross-Calendar, and Single-Product Spoofing in Soybean Complex Futures , 8637-22 |
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CFTC Grants TeraExchange, LLC Reinstatement of its Swap Execution Facility Registration , 8636-22 |
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CFTC Grants SpectrAxe LLC Registration as a Swap Execution Facility , 8635-22 |
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CFTC Amends Its Complaint Against Peter Miller and Omerta Capital LLC to Charge Additional Fraud and False Statements to CME , 8634-22 |
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CFTC Staff Issues No-Action Letter Supplementing Staff Letters Regarding Swaps Trading on Certain Financial Markets Licensed in Australia , 8633-22 |
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CFTC Staff Issues No-Action Letter Regarding Certain Swap Reporting Obligations for Counterparties Clearing Swaps Through DCOs Acting Consistent with Exemptive Orders or No Action Letters , 8632-22 |
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CFTC Staff Issues Advisory on Non-U.S. Swap Dealer Chief Compliance Officer Annual Reports , 8631-22 |
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Federal Court Orders Rhode Island Man to Pay More than $2.8 Million in Restitution for Virtual Currency Fraud , 8630-22 |
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CFTC Staff Extends Brexit-Related No-Action Positions , 8629-22 |
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The Agricultural Advisory Committee Announces Agenda for December 7 Meeting , 8628-22 |
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CFTC Charges Former Energy Broker with Paying Brokerage Kickbacks and Misappropriating Nonpublic Information , 8627-22 |
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LedgerX Withdraws Clearing Application , 8626-22 |
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The Agricultural Advisory Committee to Meet on December 7 , 8625-22 |
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CFTC Approves a Proposed Rule and a Proposed Order and Request for Comment , 8624-22 |
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Inter-Agency Working Group Releases New Report on Treasury Market Resilience Efforts , 8623-22 |
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CFTC Staff Extends No-Action Position for Certain Types of Package Transactions from the Trade Execution Requirement for Swaps , 8622-22 |
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CFTC Penalizes and Permanently Bans Texan from Trading and Registration for Virtual Currencies Fraud , 8621-22 |
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CFTC to Hold an Open Commission Meeting November 10 , 8620-22 |
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CFTC Recognizes the UK FCA for Cross-Border Enforcement Cooperation , 8619-22 |
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CFTC Staff Issues No-Action Letter Regarding Certain Swap Reporting Requirements of Parts 45 and 46 , 8618-22 |
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CFTC Exempts Additional European Union Multilateral Trading Facilities and Organised Trading Facilities from SEF Registration Requirements , 8617-22 |
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CFTC Exempts Additional Singapore Recognized Market Operators from SEF Registration Requirements , 8616-22 |
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Federal Court Orders California Man and His Commodity Pool Operator and Introducing Broker to Pay Over $2.3 Million for Commodity Fraud and Making False Statements to the NFA , 8615-22 |
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CFTC Orders Wisconsin Broker to Pay Over $750,000 for Improper Trade Allocation and Additional Violations , 8614-22 |
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CFTC Releases Annual Enforcement Results , 8613-22 |
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CFTC Launches New Commitments of Traders Reports , 8612-22 |
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IOSCO Board Appoints CFTC Chairman Behnam as Vice Chair , 8611-22 |
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CFTC Staff Issues No-Action Letter to Korea Exchange, Inc. Concerning the Offer or Sale of KOSPI and Mini KOSPI 200 Futures Contracts , 8610-22 |
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Federal Court Concludes Receivership in CFTC Ponzi Scheme Action Resulting in the Recovery of Over $1 Billion , 8609-22 |
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Federal Court Orders California Man and His Company to Pay Over $7.6 million for Commodity Pool Fraud , 8608-22 |
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Federal Court Orders Texas Fraudulent Forex Trader and His Company to Pay Over $940,000 , 8607-22 |
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CFTC Charges Delaware Precious Metals Dealer, Depository, and Their Owner with Ongoing Fraud , 8606-22 |
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CFTC Charges Digital Asset Derivatives Platform and Miami Resident with Facilitating Unlawful Futures Transactions, Failing to Register, and Attempted Manipulation of Native Token , 8605-22 |
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CFTC Orders Swap Execution Facility to Pay $1.9 Million for Swap Reporting and Core Principle Violations , 8604-22 |
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CFTC Orders Designated Contract Market to Pay $6.5 Million for System Safeguard, Reporting, and False Statement Violations , 8603-22 |
