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CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority, 6151-11
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CFTC Charges Brant L. Rushton and Melissa C. Rushston and their Company, Summit Trading & Capital LLC, with Misappropriation and Issuing False Statements in Fraudulent Commodity Scheme , 6150-11 |
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CFTC Charges Mississippi Residents Gary and Bradley Futch and Their Company, Tradewind Investments, LLC, with Commodity Options Fraud , 6149-11 |
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CFTC to Hold Open Meeting to Consider Two Final Rules and Two Proposals, 6148-11
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CFTC Orders London-based Enskilda Futures Ltd. and Its Swedish Principal, Skandinaviska Enskilda Banken AB, to Pay a $150,000 Civil Penalty for Supervision Violations , 6147-11 |
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Federal Court Orders Wisconsin-based Forex Dealer Jacob Juma Omukwe and His Companies to Pay over $2.6 Million in Restitution and Penalties in Foreign Currency Scheme , 6146-11 |
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CFTC Seeks Public Comment on Request from ICE Clear Credit for Order Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Customer Account, 6145-11
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CFTC’s Division of Market Oversight Issues Letter to Market Participants Requiring Compliance with New Large Trader Reporting System for Physical Commodity Swaps and Swaptions, 6144-11
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CFTC Supports Prompt Initiation of MF Global Customer Claims and Moving “Cash-Only” Accounts, 6143-11
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CFTC Charges California Residents Robert Cannone, Thomas Breen, and Francis Franco and Their Company, National Equities Holdings, Inc. with $1.4 Million Commodity Pool Fraud , 6142-11 |
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CFTC Files Enforcement Actions against International Commodity Advisors, ProfitStars Int’l Corp., and Paragon FX Enterprises, Alleging Violations of the Commodity Exchange Act and Forex Regulations , 6141-11 |
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CFTC Commissioner Jill E. Sommers to Act as Senior Commissioner for the Agency in Any Matters Relating to the Bankruptcy of MF Global, Inc., 6140-11
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CFTC Orders South Florida Resident Alan A. Grant and his Company, Francis Grant Investments Inc., to Pay $500,000 in Forex Fraud Charges , 6139-11 |
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CFTC Sanctions Velocity Futures, LLC, for Supervision Violations , 6138-11 |
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CFTC Charges GID Group, Inc., Rodney and Roger Wagner with Fraud and Misappropriation in Connection with a $5.5 Million Forex Ponzi Scheme , 6137-11 |
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CFTC Charges Denver Man Nicholas Trimble and His Two Companies with Solicitation Fraud and Misappropriating Customer Funds in Million Dollar Foreign Currency Scheme , 6136-11 |
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CFTC Obtains Orders against Patrick Rakotonanahary and his Company, Cyber Market Group LLC, for Defrauding Customers in a Multi-Million Dollar Foreign Currency Ponzi Scheme , 6135-11 |
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Court Orders Jeffery A. Lowrance and His Company to Pay More than $4.5 Million for Operating Foreign Currency Ponzi Scheme , 6134-11 |
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CFTC Statement Regarding Enforcement Investigation of the Silver Markets,
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Federal Court Orders Charlotte, NC, Couple and Their Companies to Pay $24 Million for Defrauding Customers in Foreign Currency Ponzi Scheme , 6133-11 |
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CFTC and SEC Approve Confidential Private Fund Risk Reporting, 6132-11
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CFTC Designates Eris Exchange, LLC as a Contract Market, 6131-11
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CFTC-SEC Statement on MF Global,
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North Carolina Federal Court Orders Rodney W. Whitney, Nicholas T. Cox, and Integra Capital Management, LLC, to Pay Over $6.9 Million for Ponzi Scheme , 6130-11 |
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CFTC Seeks to Revoke or Suspend the Registration of Raleigh Capital Management, Inc. , 6129-11 |
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CFTC Files Anti-Fraud Action against Idahoan Michael Justin Hoopes for Operating a Multi-Million Dollar Ponzi Scheme that Defrauded Mostly Idaho Residents , 6128-11 |
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CFTC Charges Texas Residents Linda Harris, Chance Harris and Two of Their Companies with Solicitation Fraud, Misrepresentation, and Misappropriation in Multi-Million Dollar Forex Scheme , 6127-11 |
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CFTC Staff Allows Taiwan Futures Exchange’s Futures Contract Based on the GreTai Securities Market Capitalized Weighted Stock Index (“GTEX”) To Be Offered and Sold in the United States, 6126-11
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CFTC Obtains Permanent Injunction against California Resident Scott Bottolfson and His Two Companies for Defrauding Customers in Multi-Million Dollar Commodity Pool Ponzi Scheme , 6125-11 |
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CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Amendment, 6124-11
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CFTC Obtains Default Judgment against North Carolina Foreign Currency Firm Barki LLC in a $38 Million Ponzi Scheme , 6123-11 |
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Federal Court Orders Texas Resident Ray M. White and CRW Management LP to Pay More than $19 Million for Defrauding Customers and Misappropriating Millions of Dollars in Forex Fraud , 6122-11 |
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CFTC Releases Annual Enforcement Results , 6121-11 |
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Federal Court Orders Convict Perry Jay Griggs and His Wife to Pay $2.1 Million Civil Penalty for Multi-Million Dollar Commodity Pool Fraud and Misappropriation , 6120-11 |
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Forex Capital Markets LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer Accounts , 6119-11 |
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CFTC Charges Oscar Hernandez and His Florida Companies with Operating $3 Million Commodity Pool Ponzi Scheme , 6118-11 |
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CFTC Requests Public Comment on an Application by Eurex Clearing AG for Registration as a Derivatives Clearing Organization, 6117-11
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