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CFTC Charges IAG Capital Management, LLC and William Patrick Kelly, of Conn., with Commodity Pool Fraud, Commingling Pool Funds, and Making False Statements to the NFA , 6193-12 |
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CFTC Proposes Rules to Help Prevent and Detect Identity Theft , 6192-12 |
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CFTC Charges Alexander Giap of Annandale, Va., with Fraud by an Unregistered Commodity Trading Advisor , 6191-12 |
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CFTC Orders James G. Brandolino to Pay $1 Million Penalty to Settle CFTC Charges of Commodity Futures Fraud , 6190-12 |
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Federal Court in Illinois Orders Former Futures Trader David Sklena to Pay over $6.6 Million for Cheating Customers , 6189-12 |
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CFTC Staff to Host a Two-Day Public Roundtable to Discuss Additional Customer Collateral Protections , 6188-12 |
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CFTC Orders Iowa Resident Jeffrey J. Kinseth and His Company, Virtual Vision Inc., to Pay More than $1 Million in Restitution and Penalties in Fraud Action , 6187-12 |
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CFTC Orders New York Firm D.E. Shaw & Co. L.P. to Pay $140,000 Penalty for Violating Soybean and Corn Futures Speculative Position Limits , 6186-12 |
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CFTC Settles Action against Aaron Klein for Failing to Disclose He Was a Registrant’s Principal , 6185-12 |
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CFTC to Hold Open Meeting to Consider One Final Rule and One Proposed Rule , 6184-12 |
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CFTC Charges Mitchell Brian Huffman of North Carolina with Operating a Fraudulent $3.2 Million Commodity Pool Scheme , 6183-12 |
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CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Rule , 6182-12 |
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Federal Court Orders Texas Resident Robert D. Watson to Pay $31 Million for Defrauding Customers, Misappropriating Millions of Dollars, and Providing Fictitious Records in Forex Scheme , 6181-12 |
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CFTC Charges Puerto Rico Resident Angel F. Collazo and his Companies, ACJ Capital Inc. and Solid View Capital LLC, in Forex Fraud Ponzi Scheme , 6180-12 |
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Georgia Federal Court Enters Order for Permanent Injunction against Joseph L. Autry, Jr. and His Company, Autry Capital Management LLC, for Commodity Fraud , 6179-12 |
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Commodity Futures Trading Commission Votes to Establish a New Subcommittee of the Technology Advisory Committee (TAC) to focus on High Frequency Trading , 6178-12 |
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CFTC Obtains Permanent Injunction against British Virgin Island Firm InterForex, Inc. for Acting as an Unregistered Retail Forex Dealer; Firm Ordered to Modify Website , 6177-12 |
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CFTC Issues Final Rule Amending Registration and Compliance Obligations for Commodity Pool Operators and Commodity Trading Advisors , 6176-12 |
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CFTC Charges Texas Resident Christopher B. Cornett in Foreign Currency Fraud Action , 6175-12 |
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Arizona Federal Court Orders Anthony Eugene Linton to Pay More Than $1.7 Million for Operating Ponzi Scheme , 6174-12 |
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Commodity Futures Trading Commission and Securities and Exchange Commission Release Joint Report to Congress on International Swap Regulation , 6173-12 |
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CFTC Issues Consumer Advisory Alerting Public to Possible Precious Metals Fraud , 6172-12 |
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CFTC Releases Results of Limited Reviews of Futures Commission Merchants , 6171-12 |
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CFTC Staff to Host Public Roundtable to Discuss the “Available to Trade” Provision for Swap Execution Facilities and Designated Contract Markets , 6170-12 |
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CFTC Orders Conn. Resident Timothy Michael Murphy and His Company, Centurion Global Capital Management LLC, to Pay $360,000 for Commodity Pool Solicitation Fraud , 6169-12 |
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CFTC Files Enforcement Action against Two Indian Citizens for Allegedly Engaging in an Illegal Trading Scheme , 6168-12 |
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CFTC Orders Newedge USA, LLC, a Registered Futures Commission Merchant, to Pay $700,000 for Submitting Inaccurate Large Trader Reports to the CFTC and for Violating a Prior CFTC Order , 6167-12 |
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CFTC Chairman Names Vincente Martinez as Director of Recently Opened Whistleblower Office , 6166-12 |
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Federal Court Orders CFTC Defendant Larry Benny Groover to Pay $2.69 Million for Defrauding Customers in Forex Ponzi Scheme , 6165-12 |
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Illinois Federal Court Imposes $140,000 Civil Monetary Penalty on Foreign Currency Firm, FXOpen Investments Inc., for Acting as an Unregistered Retail Foreign Exchange Dealer , 6164-12 |
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CFTC Commences 90-day Review of NADEX’s Proposed Political Event Derivatives Contracts , 6163-12 |
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CFTC to Hold Open Meeting to Consider Three Final Rules, One Proposed Rule and a Delegation of Authority Order , 6162-12 |
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CFTC Issues Final Order Amending the Effective Date for Swap Regulation , 6161-11 |
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Michigan Federal Court Orders Jeffrey L. Groendyke and JG Forex Fund to Pay over $1.4 Million for Operating a Forex Ponzi Scheme , 6160-11 |
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Commissioner Jill E. Sommers Responds to Concerned Customers of MF Global, Inc. , 6159-11 |
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CFTC Settles False Reporting Charges against Mark Vanderploeg and his Companies Involving Grain Elevators and Cooperatives in Five Midwestern States , 6158-11 |
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CFTC to Hold Open Meeting to Consider Three Final Rules , 6157-11 |
