Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Group and Risk Working Group. 10/18/2024 Notified 10/18/2024 2
ICE NGX Amendments to the Contracting Party Agreement to update and modernize provisions, specify timeframes, reflect current practices and other housekeeping. 10/03/2024 Certified 10/18/2024 1
CME Application of SPAN 2 Framework to Equity Product Group 10/02/2024 Certified 10/17/2024 2
CME Concentration Margin Program Updates 10/02/2024 Certified 10/17/2024 2
CME Weekly Notification of Rule Amendments - October 7, 2024 10/16/2024 Notified 10/16/2024 1
NODALCL Amendments to Nodal Clear Risk Policies and Risk Management Framework 10/01/2024 Certified 10/16/2024 2
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 10/02/2024 Certified 10/16/2024 2
ICECC Notification of Weekly Risk Parameters 10/11/2024 Notified 10/11/2024 2
NADEX Nadex is amending certain rules to improve the efficiency and effectiveness of its disciplinary process. 09/27/2024 Certified 10/11/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 070-24, 071-24 related to harmonization of currency for penalty payment on settlement failure after buy-in auction and other amendments related to products cleared outside Eurex Clearing's DCO license. 09/25/2024 Certified 10/09/2024 2
CME Weekly Notification of Rule Amendments - September 30, 2024 10/09/2024 Notified 10/09/2024 1
ICECC The primary purpose of the proposed rule change is to make changes to the ICE Clear Credit Treasury Operations Policies & Procedures 09/23/2024 Certified 10/07/2024 2
CME Conversion of the Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) Futures Contract to the Three-Month SOFR Futures Contract and the Subsequent Delisting of the Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) Futures Contract 09/19/2024 Certified 10/03/2024 2
ICECC The principal purpose of the purposed rule change is to make changes to the ICE CDS Clearing Back-Testing Framework. 09/18/2024 Certified 10/02/2024 2
CME Amendments to CME, CBOT, NYMEX/COMEX Chapter iii, and Rules 130, 400, 401, 402, 403, 406, 407, 408, 411, 412, 413, 417, 432, 444, 852, 8F018, 8G04, 8G07, 8G18, 8G27, 8G24, 8G975, 901, 903, 911, 974, 975 and 980 in Connection with the Harmonization of... 09/18/2024 Certified 10/02/2024 1
EUREX Weekly Notification of Rule Amendments - Week of September 30, 2024 10/02/2024 Notified 10/02/2024 1
FCEX Non-substantive revisions to ForecastEx Rulebook including clarifications and terminology changes 09/17/2024 Certified 10/01/2024 4
ICECC ICE Clear Credit proposes changes to its Clearing Rules 09/16/2024 Certified 09/30/2024 2
MIAX Amendments related to name change 09/16/2024 Certified 09/30/2024 1
LCHSA LCH SA is submitting for self-certification revisions to the fees it charges clearing members for cash and securities collateral posted as initial margin for its clearing services including CDSClear. 09/16/2024 Certified 09/30/2024 1
CME Weekly Notification of Rule Amendments - September 23, 2024 09/30/2024 Notified 09/30/2024 1
ICE NGX Non-material and non-substantive changes to the Contracting Party Agreement. Clean-up and housekeeping in nature. Includes typos, errors and clean up of formatting. 09/27/2024 Notified 09/27/2024 1
CME Deletion of the text of CME, CBOT, NYMEX/COMEX Rule 956.D. ("Position Limits") 09/12/2024 Certified 09/26/2024 1
OCC Rule Certification by The Options Clearing Corporation Concerning Updates to OCC's Capital Management Policy. 09/11/2024 Certified 09/25/2024 5
ICE NGX addition of four (4) physically settled natural gas contracts with delivery at Agua Blanca. 09/10/2024 Certified 09/24/2024 1
ICE NGX Amending CPA and RMF to reflect changes in how positive financial sales credit amounts are reflected in a Contracting Partys margin requirements. 09/11/2024 Withdrawn 09/24/2024 2
CME Weekly Notification of Rule Amendments - September 16, 2024 09/24/2024 Notified 09/24/2024 1
ICECC Weekly notification of parameter updates. 09/20/2024 Notified 09/20/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 066-24 related to the introduction of Total Return Futures on STOXX Europe 600 Index and delisting of iSTOXX Collateral Index Total Return Futures on Eurex Deutschland 09/06/2024 Certified 09/19/2024 2
CME Weekly Notification of Rule Amendments - September 9, 2024 09/17/2024 Notified 09/17/2024 1
OCC Rule Certification Concerning The Options Clearing Corporation's Backtesting Framework and to Establish a Resource Backtesting Margin Charge 08/30/2024 Certified 09/16/2024 3
EUREX Weekly Notification of Rule Amendments - Week of September 9, 2024 09/13/2024 Notified 09/13/2024 1
ICECC Weekly notification of Rule amendment. 09/13/2024 Notified 09/13/2024 2
NODALCL Transaction Fee Schedule Update 08/28/2024 Certified 09/12/2024 2
CME Notification of Rule Amendments - September 2, 2024 09/10/2024 Notified 09/10/2024 1
ICECC Weekly Notification of rule amendment 09/06/2024 Notified 09/06/2024 2
LX DCO Rulebook Revisions 08/20/2024 Certified 09/04/2024 3
ICLREU2 ICEU is amending its Counterparty Credit Risk Policy and Procedures to clarify some requirements applicable to \r\nfinancial services providers and custodians, remove provisions and references, the termination of CDS and update to governance procedures. 08/21/2024 Certified 09/04/2024 2
ICLREU2 ICEU is amending its Collateral and Haircut Procedures to make clarifying changes to the use of forward-looking scenarios for stressed market conditions in its model and to add a new section regarding cash in eligible currencies as permitted cover. 08/21/2024 Certified 09/04/2024 2
CME Weekly Notification of Rule Amendments - August 26, 2024 09/03/2024 Notified 09/03/2024 1
EUREX Proposed rule amendments in Eurex Clearing Circular 060-24 related to the introduction of Futures on STOXX US indices on Eurex Deutschland 08/16/2024 Certified 08/30/2024 2
EUREX Weekly Notification of Rule Amendments - Week of August 26, 2024 08/30/2024 Notified 08/30/2024 1
ICECC Weekly Notification of rule amendment 08/30/2024 Notified 08/30/2024 2
LCHLTD LCH Limited self-certification: Listed Interest Rates clearing service 08/14/2024 Certified 08/28/2024 1
MIAX Notification of changes to Hard Red Spring Wheat (HRSW) Outright and Spread Margin Rates 08/28/2024 Notified 08/28/2024 1
ICLREU2 ICE Clear Europe is adopting a new Model Risk Policy, which will supersede in its entirety the current policy. 08/13/2024 Certified 08/27/2024 2
CME Weekly Notification of Rule Amendments - August 19, 2024 08/26/2024 Notified 08/26/2024 1
ICECC Weekly notification of rule amendments. 08/23/2024 Notified 08/23/2024 2
LCHLTD Weekly Notification of addition of an indirect trading venue to SwapClear 08/22/2024 Notified 08/22/2024 1
LX CFTC Rule 39.3 and 40.5(a) submission regarding transfer of open interest 08/21/2024 Approval Pending (45) 08/21/2024 1