Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Weekly Notification of Rule Amendments - Week of December 4, 2017 12/08/2017 Notified 12/08/2017 1
CME Weekly Notification of Rule Amendments - Week of December 21, 2020 12/30/2020 Notified 12/30/2020 1
LCHLTD LCH is submitting for self-certification changes to the ForexClear fee schedule. 12/15/2021 Certified 12/30/2021 1
CME Performance Bond Deposits Line of Credit 10/06/2003 Certified 10/06/2003 1
CBT Modification of procedures for determining daily settlement prices for CBOT 10 year U.S. Treasury Note Options 10/15/2007 Certified 10/17/2007 1
OCC Rule changes to comply with Part 39 DCO regulations effective May 7, 2012; OCC-2012-06 04/10/2012 Certified 04/25/2012 1
NYMEX Delisting eleven tanker freight forwards contracts 07/23/2012 Certified 07/23/2012 1
CME Amendments to Chapter 8H of CME Rulebook 12/04/2014 Certified 12/18/2014 1
LCHLTD In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. 07/23/2015 Certified 08/06/2015 1
CMECE Weekly Notification of Rule amendments for week of January 30, 2017. 02/10/2017 Notified 02/10/2017 1
MIAX Amendments to Chapters 1, 21, and 23 of MGEX's Rules to incorporate the clearing of Bitnomial Exchange, LLC contracts. 07/14/2020 Certified 07/28/2020 1
MIAX Notification of margin changes made prior week 03/08/2022 Notified 03/08/2022 1
CME Weekly Notification of Rule Amendments - Week of May 30, 2022 06/07/2022 Notified 06/07/2022 1
OCC Modification of description of assignment proceudres for processing exercise notices to reflect expanded use of sub-accounts established by a clearing member for a single beneficial owner 10/09/2007 Certified 10/17/2007 1
ICLREU2 Certification in relation to fees for EMIR customer accounts 07/23/2015 Certified 08/06/2015 1
CME Weekly Notification of Rule Amendments - Week of December 5, 2016 12/15/2016 Notified 12/15/2016 1
MIAX Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. 10/27/2017 Certified 11/13/2017 1
LCHLTD Pursuant to CFTC, LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new initiative permitting ForexClear Clearing Members to contribute to the default fund in EUR cash. 05/03/2023 Certified 05/16/2023 1
LCHLTD LCH proposes adding a provision limiting use of Information received by Potential Transferees in default scenarios for the purpose of assessing the transfer of one or more of the Defaulter's FCM Contract(s) / collateral, to be used for this purpose only. 12/14/2023 Certified 12/29/2023 1
KKL Amendment to Rule 6.3.A to replace remove references to specific payment rails 10/11/2024 Certified 10/25/2024 1
CME Clearing Member Net Capital 09/05/2003 Certified 09/05/2003 1
NADEX Change in Payout Criteria for several contracts 06/01/2007 Certified 06/01/2007 1
LCHLTD LCH.Clearnet Limited has self-certified changes to its General Default Fund, to be effective on November 6, 2013. 10/17/2013 Certified 11/01/2013 1
ICECC The purpose of the proposed rule change is to add ICC Rule 802(f)(iv) to provide additional clarity and transparency regarding ICC's use of guaranty fund assets. 01/29/2014 Certified 02/13/2014 1
SGX-DC Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds 06/20/2014 Certified 07/08/2014 1
CME Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") 12/15/2016 Certified 12/30/2016 1
ICLREU2 In Rule 106(d), ICE Clear Europe has made a non-substantive change to remove the defined term "Data Subject" as the term is not otherwise used in the Rules. 06/04/2018 Notified 06/04/2018 1
LCHLTD LCH Limited Self-Certification: SwapClear Messaging Service fee and fee holiday for Pension Funds related to backloaded trades 04/16/2021 Certified 04/29/2021 1
CME Disaster Recovery 09/05/2003 Certified 09/05/2003 1
LCHLTD Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
LCHLTD LCH notification is in respect to non-substantive amendments to various parts of its Rulebook. These include correction of minor errors and to section references as well as addition of clarification wording. 10/27/2017 Notified 10/27/2017 1
LCHLTD LCH Limited Self-Certification: FCM - Treatment of Accounts under Common Beneficial Ownership 12/04/2019 Certified 12/18/2019 1
LCHLTD Pursuant to the CFTC Regulation 40.6(a), LCH Limited ("LCH"), a derivatives clearing organization registered with the CFTC, is submitting for self-certification changes to the ForexClear fees that will be published on the LCH website. 12/14/2023 Certified 12/29/2023 1
OCC Amendment to the Third Amended and Restated Options Exercise Settlement Agreement between OCC and NSCC 11/17/2008 Certified 11/24/2008 1
CME New rule setting forth procedures for trade submissions on ClearPort clearing. 01/30/2009 Certified 02/03/2009 1
LCHLLC Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
CME Amendments to CME Rule 853 ("Transfers of Trades and Customer Accounts") 11/04/2015 Certified 11/19/2015 1
LCHLTD LCH is submitting for self-certification proposed amendments to the Terms of Reference for certain committees of its Board of Directors. 12/16/2022 Certified 12/30/2022 1
EUREX Weekly Notification of Rule Amendments - Week of January 16, 2023 01/20/2023 Notified 01/20/2023 1
ICE NGX To reflect recent changes in the indices made available to third-parties in respect of the Station #2 Delivery Point 10/31/2023 Certified 11/15/2023 1
LCHSA LCH SA is submitting for self-certification amendments to its CDS Clearing Rule Book related to recovery and resolution. 12/14/2023 Certified 12/29/2023 1
CME Clearing House Manual 11/14/2006 Certified 12/11/2006 1
CME New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions 11/14/2008 Certified 11/24/2008 1
CME Amendment to Rule 8F04 regarding recordkeeping requirements for clearing credit default swap contracts 01/30/2009 Certified 02/03/2009 1
OCC The proposed rule change concerns charters for the OCC Board of Directors, Membership/Risk Committee, Audit Committee, and Performance Committee. 10/17/2013 Certified 11/01/2013 1
CME Amendments to Cleared OTC U.S. Dollar/Indian Rupee (USD/INR) Spot, Forwards and Swaps Contract 09/11/2014 Certified 09/25/2014 1
LCHLTD Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
CME Weekly Notification of Rule Amendments - Week of December 24, 2018 01/03/2019 Notified 01/03/2019 1
MIAX Notice of margin changes made prior week 06/03/2021 Notified 06/03/2021 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 09/22/2022 Certified 10/06/2022 1