MGEX |
Notification of margin changes made prior week |
03/08/2022 |
Notified |
03/08/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 30, 2022 |
06/07/2022 |
Notified |
06/07/2022 |
|
1 |
OCC |
Modification of description of assignment proceudres for processing exercise notices to reflect expanded use of sub-accounts established by a clearing member for a single beneficial owner |
10/09/2007 |
Certified |
10/17/2007 |
|
1 |
ICLREU2 |
Certification in relation to fees for EMIR customer accounts |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 5, 2016 |
12/15/2016 |
Notified |
12/15/2016 |
|
1 |
MGEX |
Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
LCHLTD |
Pursuant to CFTC, LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new initiative permitting ForexClear Clearing Members to contribute to the default fund in EUR cash. |
05/03/2023 |
Certified |
05/16/2023 |
|
1 |
LCHLTD |
LCH proposes adding a provision limiting use of Information received by Potential Transferees in default scenarios for the purpose of assessing the transfer of one or more of the Defaulter's FCM Contract(s) / collateral, to be used for this purpose only. |
12/14/2023 |
Certified |
12/29/2023 |
|
1 |
CME |
Clearing Member Net Capital |
09/05/2003 |
Certified |
09/05/2003 |
|
1 |
NADEX |
Change in Payout Criteria for several contracts |
06/01/2007 |
Certified |
06/01/2007 |
|
1 |
LCHLTD |
LCH.Clearnet Limited has self-certified changes to its General Default Fund, to be effective on November 6, 2013. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICECC |
The purpose of the proposed rule change is to add ICC Rule 802(f)(iv) to provide additional clarity and transparency regarding ICC's use of guaranty fund assets. |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
SGX-DC |
Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds |
06/20/2014 |
Certified |
07/08/2014 |
|
1 |
CME |
Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
ICLREU2 |
In Rule 106(d), ICE Clear Europe has made a non-substantive change to remove the defined term "Data Subject" as the term is not otherwise used in the Rules. |
06/04/2018 |
Notified |
06/04/2018 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear Messaging Service fee and fee holiday for Pension Funds related to backloaded trades |
04/16/2021 |
Certified |
04/29/2021 |
|
1 |
CME |
Disaster Recovery |
09/05/2003 |
Certified |
09/05/2003 |
|
1 |
LCHLTD |
Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
LCHLTD |
LCH notification is in respect to non-substantive amendments to various parts of its Rulebook. These include correction of minor errors and to section references as well as addition of clarification wording. |
10/27/2017 |
Notified |
10/27/2017 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: FCM - Treatment of Accounts under Common Beneficial Ownership |
12/04/2019 |
Certified |
12/18/2019 |
|
1 |
LCHLTD |
Pursuant to the CFTC Regulation §40.6(a), LCH Limited ("LCH"), a derivatives clearing organization registered with the CFTC, is submitting for self-certification changes to the ForexClear fees that will be published on the LCH website. |
12/14/2023 |
Certified |
12/29/2023 |
|
1 |
OCC |
Amendment to the Third Amended and Restated Options Exercise Settlement Agreement between OCC and NSCC |
11/17/2008 |
Certified |
11/24/2008 |
|
1 |
CME |
New rule setting forth procedures for trade submissions on ClearPort clearing. |
01/30/2009 |
Certified |
02/03/2009 |
|
1 |
LCHLLC |
Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CME |
Amendments to CME Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
LCHLTD |
LCH is submitting for self-certification proposed amendments to the Terms of Reference for certain committees of its Board of Directors. |
12/16/2022 |
Certified |
12/30/2022 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of January 16, 2023 |
01/20/2023 |
Notified |
01/20/2023 |
|
1 |
ICE NGX |
To reflect recent changes in the indices made available to third-parties in respect of the Station #2 Delivery Point |
10/31/2023 |
Certified |
11/15/2023 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification amendments to its CDS Clearing Rule Book related to recovery and resolution. |
12/14/2023 |
Certified |
12/29/2023 |
|
1 |
CME |
Clearing House Manual |
11/14/2006 |
Certified |
12/11/2006 |
|
1 |
CME |
New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions |
11/14/2008 |
Certified |
11/24/2008 |
|
1 |
CME |
Amendment to Rule 8F04 regarding recordkeeping requirements for clearing credit default swap contracts |
01/30/2009 |
Certified |
02/03/2009 |
|
1 |
OCC |
The proposed rule change concerns charters for the OCC Board of Directors, Membership/Risk Committee, Audit Committee, and Performance Committee. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CME |
Amendments to Cleared OTC U.S. Dollar/Indian Rupee (USD/INR) Spot, Forwards and Swaps Contract |
09/11/2014 |
Certified |
09/25/2014 |
|
1 |
LCHLTD |
Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period |
11/05/2015 |
Certified |
11/20/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 24, 2018 |
01/03/2019 |
Notified |
01/03/2019 |
|
1 |
MGEX |
Notice of margin changes made prior week |
06/03/2021 |
Notified |
06/03/2021 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
09/22/2022 |
Certified |
10/06/2022 |
|
1 |
LCHLTD |
In order to ensure the LCH rules align with the scope of LCH's Japanese license requirements, LCH is amending its rulebook Procedures Section 1 and FCM Procedures, where required, to provide for the restrictions on Japanese Clearing Members. |
06/16/2023 |
Certified |
07/03/2023 |
|
1 |
CME |
Weekly Notification of Rule Amendments - January 15, 2024 |
01/22/2024 |
Notified |
01/22/2024 |
|
1 |
CBT |
New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions |
11/14/2008 |
Certified |
11/24/2008 |
|
1 |
CME |
Amendments to clearinghouse substitution rule for OTC Derivatives |
02/03/2009 |
Certified |
02/03/2009 |
|
1 |
OCC |
Proposed technical change to Interpretation and Policy .06 under Rule 601 in connection with the expansion of forms of collateral incorporated into STANS |
08/25/2010 |
Certified |
08/25/2010 |
|
1 |
ICECC |
Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
LCHLLC |
Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period |
11/05/2015 |
Certified |
11/20/2015 |
|
1 |
OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
09/30/2016 |
Certified |
10/17/2016 |
|
1 |
ICE NGX |
Amendment to implement certain changes to Transactions Fees for ENMAX RRO transactions and Clearing Fees for Physical Gas at US Points - Same Day Transactions. |
07/16/2020 |
Certified |
07/30/2020 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear R4 Service Release |
11/20/2020 |
Certified |
12/07/2020 |
|
1 |
ICLR US |
Rule 5.03 of ICE Futures U.S. is amended to allow different margin rates for arbitrge positions in coffee, sugar, and cocoa futures and options - positions held on Euronext-LIFFE. Member firms must collect margin applicable to arbitrage positions. |
10/17/2007 |
Certified |
10/22/2007 |
|
1 |
CBT |
Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |