Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modifications to the CME OTC FX Fee Waiver Program 03/14/2018 Certified 03/28/2018 1
CME Modifications to the CME OTC FX Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
CME Modifications to the CME OTC FX Fee Waiver Program 12/02/2015 Certified 12/16/2015 1
CME Modifications to the CME OTC FX Fee Waiver Program 07/11/2018 Certified 07/25/2018 1
CME Modifications to the CME OTC FX Fee Waiver Program; 12-390. 11/16/2012 Certified 12/04/2012 1
CME Modifications to the CME OTC FX Fee Waiver Program; 13-205. 06/04/2013 Certified 06/19/2013 1
CME Modifications to the CME Risk Management Framework 06/14/2021 Withdrawn 06/22/2021 2
CME Modifications to the CME Risk Management Framework 06/22/2021 Certified 07/07/2021 2
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing 01/10/2014 Certified 01/28/2014 1
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing; 12-464. 12/14/2012 Certified 01/01/2013 1
CME Modifications to the Fee Schedule Applicable to OTC Interest Rate Swaps 06/16/2014 Certified 07/01/2014 1
CME Modifications to the fee schedule applicable to OTC Interest Rate Swaps 08/02/2013 Certified 08/17/2013 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 12/14/2015 Certified 12/29/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 11/20/2014 Certified 12/05/2014 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 06/15/2016 Certified 06/29/2016 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 09/22/2022 Certified 10/06/2022 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 11/09/2021 Certified 11/24/2021 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 07/15/2016 Certified 07/29/2016 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2022 Certified 08/31/2022 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 06/12/2019 Certified 06/26/2019 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/16/2019 Certified 12/31/2019 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 02/13/2019 Certified 02/28/2019 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 02/15/2023 Certified 03/02/2023 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/14/2017 Certified 12/29/2017 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 01/28/2021 Certified 02/11/2021 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/16/2015 Certified 10/30/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/17/2014 Certified 10/31/2014 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2018 Certified 08/31/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/14/2018 Certified 01/28/2019 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 05/12/2017 Certified 05/26/2017 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 01/17/2024 Certified 01/31/2024 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") to Establish Fees for IRS Compression Services 09/08/2015 Certified 09/22/2015 1
NODALCL Modifications to the Fee Schedules for Henry Hub Futures and Options. 06/14/2018 Certified 06/28/2018 3
ICECC Modifications to the ICC Risk Model 03/23/2012 Certified 04/07/2012 1
ICLREU2 Modifications to the ICEU Clearing Rules to clarify the timing of certain default management procedures in light of requirements under the European Market Infrastructure Regulation 08/30/2016 Certified 09/13/2016 2
LX Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. 02/09/2018 Certified 02/26/2018 2
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 02/28/2018 Certified 03/14/2018 2
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 07/10/2018 Certified 07/24/2018 2
CME Modifications to the OTC FX Options Fee Waiver Program 05/24/2018 Certified 06/08/2018 1
CME Modifications to the Post-Trade Fee Schedule for FEX Iron Ore Products 09/23/2021 Certified 10/07/2021 2
CME Modifications to the Post-Trade Fee Schedule for FEX Large-scale Generation Certificates ("LGC") Monthly Futures 12/08/2023 Certified 12/22/2023 2
CME Modifications to the Post-Trade Fee Schedule for FEX Natural Gas Products 08/12/2022 Certified 08/26/2022 2
CME Modifications to USD-Denominated Interest Rate Swap Products to Support Transition to SOFR Price Alignment and Discounting 08/25/2020 Approved 10/13/2020 1
OCC Modify corporate governance structure of OCC, OCC-2012-01 01/20/2012 Certified 02/04/2012 1
OCC Modify pro rata assignment procedure description to eliminate reference to application to exercises of physical delivery, flexibly structured FCOs that are securities options since no longer traded on Phlx 02/13/2008 Certified 02/14/2008 1
CBT Modify procedures for determining the daily settlement price for 30 year T-Bonds 08/28/2007 Certified 09/04/2007 1
OCC Multiple Accounts of Clearing Members 11/19/2002 Certified 11/19/2002 0
ICLR US Mutual Funds Guaranty Fund 10/03/2006 Certified 10/03/2006 0
NADEX Nadex adds overnight 2-hour intraday contracts to its EUR/USD and USD/JPY Binary contracts listing and amends its copper and silver rollover schedule. 10/28/2013 Certified 11/12/2013 1
NADEX Nadex amends the contract specifications for its Copper and Silver Variable Payout and Binary contracts in accordance with the Reuters scaling changes, which resulted in a change to the decimal place; other changes made. 05/28/2013 Certified 05/28/2013 1