| CME |
Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
| OCC |
Rule amendment to obtain legal cetainty with respect to options and security futures on iShares COMEX Gold Trust Shares |
07/23/2008 |
Approved |
12/03/2008 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on Sprott Physical Gold Shares. |
06/07/2010 |
Approved |
05/27/2014 |
|
28 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on iShares Silver Trust Shares. |
07/24/2008 |
Approved |
12/03/2008 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Physical Swiss Gold and ETFS Physical Silver Shares |
12/14/2009 |
Approved |
06/14/2010 |
|
2 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Palladium and ETFS Platinum Shares |
03/01/2010 |
Approved |
05/27/2014 |
|
28 |
| OCC |
Rule amendment to obtain legal certainty with respect to cash-settled options on the CBOE Gold ETF Volatility Index |
04/26/2010 |
Approved |
12/23/2010 |
|
6 |
| OCC |
Rule amendment to establish jurisdictional status of Alpha Options |
11/17/2011 |
Approved |
01/30/2012 |
|
4 |
| OCC |
Rule amendment to clarify that index optinos cleared by OCC may include options on foreign currency indexes, inlcuding options on the ISE Leveraged USD Basket Index. |
07/01/2009 |
Certified |
07/01/2009 |
|
1 |
| OCC |
Rule amendment to clarify applicability of rules governing delivery of Treasury Securities underlying Treasury Futures to those with maturities greater than 25 years; SR-OCC-2012-20. |
10/22/2012 |
Certified |
11/06/2012 |
|
1 |
| MGEX |
Rule amendment to allow MGEX officers to make non-substantive updates. |
05/08/2017 |
Certified |
05/22/2017 |
|
1 |
| ICLR US |
Rule amendment requiring the execution and provision of cross-margining documents by clearing members in order to participate |
12/17/2007 |
Certified |
12/28/2007 |
|
1 |
| CCH |
Rule amendment removes letters of credit from the list of instruments or assets that may comprise the Clearinghouse's guaranty fund; 2012-6. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| ICLREU2 |
Rule amendment relating to use of Letters of Credit by Clearing Members as Permitted Cover in respect of Original Margin |
04/20/2012 |
Certified |
05/05/2012 |
|
3 |
| OCC |
Rule amendment re jurisdictional status of cash settled options on CBOE SIlver ETF Volatility Index |
09/27/2011 |
Approved |
06/13/2013 |
|
12 |
| OCC |
Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i); SR-OCC-2012-17. |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
| OCC |
Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i). Rule amendment makes it clear that only initial margin is implicated; SR-OCC-2012-17A1. |
10/11/2012 |
Certified |
10/26/2012 |
|
1 |
| OCC |
Rule amendment eliminates potential ambiguity as to OCC's right to use margin credited to Liquidating Settlement Account to settle mark-to-market payments arising from stock loan and borrow positions in customer accounts; SR-OCC-2012-22. |
11/13/2012 |
Certified |
11/29/2012 |
|
1 |
| CCH |
Rule amendment adds a definition for "Public Director" and corresponds to new Board Eligibility rule; 2012-1. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| NYMEX |
Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. |
06/21/2007 |
Certified |
07/17/2007 |
|
1 |
| CME |
Rule 730 is amended to lower the threshold from $50 million to $25 million for being required to use the Continuous Linked Settlement Bank System for deliveries on currency futures contracts. |
07/10/2007 |
Certified |
07/12/2007 |
|
1 |
| CBT |
Rule 701.1 Transfer of Clearing Accounts |
10/07/2003 |
Certified |
07/14/2003 |
|
0 |
| CME |
Rule 550 - Permit wider range of post settlement session prices for agricultural products. |
08/01/2007 |
Certified |
08/27/2007 |
|
1 |
| ICLR US |
Rule 502 amended to delete unneeded paragraph and to authorize staff to determine original margin requirements |
11/13/2009 |
Certified |
11/30/2009 |
|
1 |
| ICLR US |
Rule 5.03 of ICE Futures U.S. is amended to allow different margin rates for arbitrge positions in coffee, sugar, and cocoa futures and options - positions held on Euronext-LIFFE. Member firms must collect margin applicable to arbitrage positions. |
10/17/2007 |
Certified |
10/22/2007 |
|
1 |
| OCC |
Rule 309 amended to permit expedited review of facilities management agreements proposed to be entered into by existing clearing members that desire to become a managed clearing member |
01/09/2008 |
Certified |
02/04/2008 |
|
1 |
| ICE NGX |
RMF Changes re Banking & Treasury Improvement Project |
11/12/2021 |
Certified |
11/29/2021 |
|
2 |
| ICE NGX |
RMF changes re annual review |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
| ICE NGX |
RMF Changes - Enhanced Stress Testing |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
| ICE NGX |
RMF Amendments re Same-Day Margin Calls |
09/06/2022 |
Certified |
09/20/2022 |
|
2 |
| ICE NGX |
RMF amendments re Enhanced Liquidity & PMM |
12/10/2021 |
Withdrawn |
12/21/2021 |
|
2 |
| ICE NGX |
RMF amendments - enhancements of documentation of Portfolio Margin Model |
12/21/2021 |
Certified |
01/06/2022 |
|
2 |
| MGEX |
Risk Manual Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
2 |
| KCC |
Risk Management Policies |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| ICLR US |
Risk Management Framework Amendments |
01/23/2020 |
Certified |
02/06/2020 |
|
2 |
| ICLR US |
Risk Management Framework Amendment - Collateral Haircut Methodology |
09/08/2022 |
Certified |
09/22/2022 |
|
2 |
| ICE NGX |
Risk Management Framework ("RMF") and Contracting Party Agreement ("CPA") amendments re Same-day Guarantee Fund |
01/31/2023 |
Certified |
02/14/2023 |
|
2 |
| KCC |
Risk limits on clearing member positions by house and customer origin |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| CME |
Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| ICLR US |
Revisions to the ICUS Risk Management Framework to increase the adjustment period used in theoretical stress scenarios. |
12/24/2018 |
Certified |
02/07/2019 |
|
2 |
| CME |
Revisions to Rule 980.F |
03/04/2014 |
Certified |
03/19/2014 |
|
1 |
| CME |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
| MGEX |
Revisions to Risk Manual |
11/15/2021 |
Certified |
11/30/2021 |
|
2 |
| MGEX |
Revisions to Risk Manual |
09/15/2021 |
Withdrawn |
09/30/2021 |
|
2 |
| OCC |
Revisions to OCC's By-Laws and Rules to implement a revised method of calculating clearing members' respective contributions to OCC's clearing fund; SR-OCC-2013-02. |
02/19/2013 |
Certified |
03/06/2013 |
|
1 |
| MGEX |
Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts |
10/01/2021 |
Certified |
10/18/2021 |
|
2 |
| LX |
Revisions to LLC Operating Agreement |
07/07/2023 |
Certified |
07/21/2023 |
|
1 |
| LX |
Revisions to LedgerX DCO Rulebook |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
| LX |
Revisions to DCO Rulebook |
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| KCC |
Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 |
12/26/2012 |
Certified |
01/11/2013 |
|
2 |
